Search for: "Legacy Investment and Management, LLC" Results 21 - 40 of 90
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12 Nov 2020, 7:24 am by Kristian Soltes
Integrity Business Partners LLC brought its accusations in a lawsuit that Worldpay removed to Ohio federal court on Friday. [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
This leaked proposal appeared to provide a clarification about cryptocurrencies in the EU, including stablecoins and security tokens that are in compliance with MiFID, Europe’s Markets in Financial Instruments Directive, which is a trading value, securities market, and investment intermediaries framework. [read post]
7 Jul 2020, 7:31 am by Rob Robinson
Press Announcement via Ipro Ipro Announces the Acquisition of NetGovern, Driving Innovation Across Information Governance & eDiscovery   Ipro Tech, LLC, the leader in eDiscovery, Case Management, and Trial technology, is excited to announce the acquisition of NetGovern, a leader in Information Governance, Risk, and Compliance software. [read post]
17 May 2020, 3:00 pm by Doug Cornelius
Old Ironsides identified it as an early stage “direct drilling investment” over which Old Ironsides haddirect management in partnership with project operators in its legacy portfolio. [read post]
21 Apr 2020, 9:14 am by Renae Lloyd
According to the order, Old Ironsides’ principals had reportedly  made the legacy investment when they were managing a portfolio of oil and gas investments for a previous employer (“Legacy Portfolio”). [read post]
30 Dec 2019, 3:00 pm by Rob Robinson
Digital Verdict Disco Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP (Pangea) Esquire Solutions First Legal Investigations Forensic Data Services Fronteo FTI Consulting/Technology Gibson Arnold & Associates GlassRatner Advisory & Capital Group LLC Guidepost Solutions LLC H5 Haley Stuart, LLC Hancock… [read post]
17 Dec 2019, 6:24 am by Eric Goldman
Second, the CCPA has been optimized for California, which had a substantial legacy of privacy laws that other states don’t have. [read post]
12 Dec 2019, 1:58 am by Cari Rincker
Nevertheless, planning is critical in creating a lasting legacy for your family. [read post]
30 Oct 2019, 8:38 am by John Jascob
The SEC’s guidance on whether digital asset securities are investment contracts, however, is far more detailed than its several statements on market participants such as exchanges and clearing agencies operating in the same space.In its November 2018 Statement on Digital Asset Securities Issuance and Trading, the Division of Trading and Markets along with the Division of Corporation Finance and the Division of Investment Management, expressed numerous concerns about… [read post]
3 Jul 2019, 10:00 am by Site Admin
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
24 Jun 2019, 1:21 pm by Site Admin
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
5 Apr 2019, 6:54 am by Rob Robinson
Digital Verdict Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP Forensic Data Services FTI Consulting/Technology GlassRatner Advisory & Capital Group LLC Gibson Arnold & Associates Guidepost Solutions LLC H5 Hancock Firm HaystackID (Inspired Review) Haley Stuart, LLC Hire Counsel HP (Autonomy) HR… [read post]
27 Mar 2019, 10:00 am by Site Admin
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
30 Jan 2019, 1:06 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Balas, Tami   SCF Securities, Inc   Klopp Agency   Bustamante, Ricardo   JP Morgan Securities LLC   Bustamante Family Legacy, LLC  … [read post]
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers Associates… [read post]