Search for: "Louis Lehot" Results 21 - 28 of 28
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25 Jul 2012, 10:00 am
In recent weeks, the SEC has given notice of matters that SEC Commissioners will consider at an open meeting on August 22, 2012, including: general solicitation rulemaking required by Title II of the JOBS Act disclosure and reporting rules for conflict minerals and resource extraction issuers that are required under the Dodd-Frank Wall Street Reform and Consumer Protection Act SEC Chairman Mary Schapiro also recently testified before a House Oversight and Government Reform Committee about… [read post]
21 Mar 2011, 12:34 pm
For any questions or more information on these or any related matters, please contact Louis Lehot, Kevin Rooney, John Tishler or Camille Formosa. [read post]
17 Aug 2010, 11:50 am
The practice of marketing registered public offerings of debt securities with credit ratings information and related disclosure of issuer credit ratings in SEC filings will change with the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank"). [read post]
5 Sep 2012, 9:41 am
At an open meeting held on August 29, 2012, the Securities and Exchange Commission approved a proposed rule pursuant to Section 201(a) of the Jumpstart Our Business Startups (“JOBS”) Act that would amend: Regulation D and Rule 506 under the Securities Act to remove the ban on general solicitation and general advertising for offerings sold only to accredited investors Rule 144A to permit offerings to persons other than qualified institutional buyers, including by means of general… [read post]
5 Apr 2012, 6:26 pm
On April 5, 2012, President Obama signed the Jumpstart Our Business Startups (JOBS) Act, enacting it into law. [read post]
21 Sep 2012, 6:51 am
On August 22, 2012, the SEC adopted its final rule related to conflict minerals required by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which will require all public companies to implement complex new controls and procedural mechanisms, and in certain cases, conduct supply chain due diligence that could lead to new public disclosures. [read post]