Search for: "MATTHEW GARY" Results 21 - 40 of 443
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30 Sep 2021, 1:00 am by CAFE
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
30 Sep 2021, 1:00 am by CAFE
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
24 Jan 2022, 2:27 am
Matthew Connolly and Gavin Campbell Black, Defendants-Appellants-Cross-Appellees (United States Court of Appeals for the Second Circuit, 19-CR-3806 / January 27, 2022)SEC Obtains Final Judgment Against Canadian Man Charged with Conducting Fraudulent Trading Scheme (SEC Release)SEC Settles Case Against Gary Pryor and Two Arizona-Based Financial Technology Companies (SEC Release)SEC Charges Tennessee Resident with Fraudulent Misuse of Investor Funds (SEC Release)Ex-UBS broker spent a… [read post]
2 Oct 2015, 6:28 pm
Among the scheduled presenters are Nadine El-​Enany (Birkbeck) Julen Etxabe (Helsinki) Adam Gearey (Birkbeck) Silvija Jestrovic (Warwick) Daniel Matthews (Hong Kong) Rashmi Varma (Warwick) Scott Veitch (Hong Kong) Marco Wan (Hong Kong) Gary Watt (Warwick) Andrew Williams (Warwick)Among the questions the workshop will address: How might Law and Humanities enable us to make sense of a setting of popular dissensus, of widespread economic, political and… [read post]
28 Sep 2023, 12:16 pm by Greco & Greco, P.C.
The Securities and Exchange Commission (SEC) has taken significant action against Bruderman Asset Management, now known as Gary Goldberg Planning Services, LLC (BAM), and its founder, Matthew J. [read post]
28 Dec 2007, 4:48 pm
  See Gary Weiss, "The Mob on Wall Street," Business Week, Dec. 1996. [read post]
11 Dec 2019, 4:56 pm by Howard Bashman
“Lawrence VanDyke confirmed to appellate court bench”: Gary Martin of The Las Vegas Review-Journal has this report. [read post]
18 Jun 2007, 6:06 am
As this site and the blogs of Gary Weiss, Sam Antar, Jeff Matthews, Scipio Africanus (pen name) have often discussed, there is an ongoing campaign to expose the mangement of Overstock.com. [read post]
15 Nov 2016, 2:56 am
The Patron's Dilemma and the Strategic Logic of Arms Transfers and Alliances Gary J. [read post]
6 Nov 2013, 8:37 am
Test yourself: Are you charmed to know that Gary Matthews, a 48-year-old "retired technology worker," "thinks he is a dog," and "wears a dog collar, eats dog food from a bowl — his favorite is Pedigree – and loves milk bones and dog cookies"? [read post]
4 Sep 2015, 8:57 am
The workshop is free but pre-registration is required.Here is a list of confirmed participants.Nadine El-​Enany (Birkbeck)Julen Etxabe (Helsinki)Adam Gearey (Birkbeck)Silvija Jestrovic (Warwick)Daniel Matthews (Hong Kong)Rashmi Varma (Warwick)Scott Veitch (Hong Kong)Marco Wan (Hong Kong)Gary Watt (Warwick)Andrew Williams (Warwick) More here from the blog Critical Legal Thinking. [read post]