Search for: "MF Global Inc."
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18 Aug 2012, 10:59 pm
Court of Appeals for the Seventh Circuit is rejecting the appeal filed by stockbroker Kevin Wells, who was found liable for making unauthorized trades of Cyberonics Inc. [read post]
17 Aug 2012, 7:50 pm
In Fiduciary Financial Services of Southwest Inc. v. [read post]
16 Aug 2012, 7:30 pm
No Criminal Case Is Likely in Loss at MF Global, New York Times, August 15, 2012 MF Global Trustee to Join Existing Suits Against Executives, The Wall Street Journal, August 15, 2012 Criminal charges unlikely for MF Global execs, CBS News, August 16, 2012 More Blog Posts: $1.2 Billion of MF Global Inc. [read post]
14 Aug 2012, 3:16 pm
—the SEC is accusing the futures commission merchants of misappropriating about $215 million in customer funds of about $220 million that was on deposit—and after MF Global Inc. [read post]
10 Aug 2012, 3:13 pm
LIBOR Fraud May Be the Mother of All Bank Scandals, US News, July 23, 2012 Issuers' LIBOR-Related Disclosures Now Under SEC Scrutiny, Official Says, BNA/Bloomberg, August 7, 2012 SEC Division of Corporation Finance More Blog Posts: Barclays LIBOR Manipulation Scam Places Citigroup, Credit Suisse, Deutsche Bank, JP Morgan Chase, and UBS Under The Investigation Microscope, Institutional Investor Securities Blog, July 16, 2012 $1.2 Billion of MF Global Inc. [read post]
23 Jul 2012, 2:35 pm
This is the second major case with missing customer segregated funds in the last year, following the collapse of MF Global. [read post]
16 Jul 2012, 7:08 pm
, Bloomberg, July 12, 2012 More Blog Posts: $1.2 Billion of MF Global Inc. [read post]
CFTC Accuses Peregrine Financial Group of Securities Fraud Related to $200M Customer Funds Shortfall
10 Jul 2012, 2:06 pm
According to Fox Business, the fallout from these latest allegations against Peregrine could be bigger than the MF Global collapse as traders blame regulators for not doing enough and industry members fight to recapture investor confidence. [read post]
1 Jul 2012, 8:30 pm
While there were fewer bankruptcy filings, the increase in pre-petition assets involved means that the size of the bankruptcies, the value of them, actually grew approximately 70% in 2011.2 Notably, there were several high-profile bankruptcies filed in 2011 including AMR Corporation (American Airlines), MF Global Holdings Ltd., Borders and Dynegy Holdings. [read post]
1 Jun 2012, 12:08 pm
On June 1st, the CFTC filed a Proof of Claim (available here) in the MF Global, Inc. [read post]
29 May 2012, 6:05 pm
Stabenow cited JPMorgan Chase's (JPM) recent over $2 billion trading loss and MF Global Inc. [read post]
10 May 2012, 10:39 am
In a recent twist to the MF Global saga, trustees representing MF Global Inc. and its parent company MF Global Holdings have wrangled over whether creditors or former customers will be the first to receive any recovered funds. [read post]
1 May 2012, 7:49 am
About $1.6 billion of client funds remains missing, the trustee for the MF Global Inc brokerage unit has estimated. [read post]
23 Apr 2012, 5:11 am
., the Senate Banking Committee will hold a hearing on the collapse of MF Global. [read post]
20 Apr 2012, 10:23 pm
Meantime, MF Global Inc. [read post]
4 Apr 2012, 1:01 am
The CFTC has been under pressure to get tougher on its oversight of the futures industry in the wake of MF Global Holdings Ltd. [read post]
27 Mar 2012, 7:38 am
NFA proposes “Corzine rule”The NFA is proposing limitations on what brokerage firms can do with client assets, a rule intended to avoid another MF Global disaster. [read post]
15 Mar 2012, 4:36 pm
Regarding MF Global Inc., Schapiro said that the failed brokerage firm had only 318 active securities accounts and 40,000 futures accounts. [read post]
5 Mar 2012, 8:14 am
Read a break down of post-MF Global rule proposals. [read post]
23 Feb 2012, 12:54 pm
We read this rather fine article by Ted Banks recently on corporate antitrust compliance in Competition Policy International and reprint it here with permission. [read post]
