Search for: "MORGAN STANLEY SMITH BARNEY"
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25 Jul 2012, 4:31 pm
The investment bank Perella Weinberg Partners has been called in to mediate as Morgan Stanley wrangles with Citigroup over how to value a unit they jointly own, Morgan Stanley Smith Barney. [read post]
10 Mar 2009, 9:34 am
Smith Barney bleeds as it prepares for merger with Morgan Stanley according to InvestmentNews magazine. [read post]
29 Mar 2011, 1:32 pm
The new head of Morgan Stanley's brokerage unit, Greg Fleming, talks to CNBC about how his group fits into the broader company -- and what the market environment means for business. [read post]
23 Oct 2009, 7:30 am
Morgan Stanley Smith Barney announced the integration of Smith Barney's Citi Family Office into its own ultra-high-net-worth division, which will now be called Morgan Stanley Private Wealth Management. [read post]
1 Jul 2010, 3:38 am
Morgan Stanley hired 100 private bankers and may quintuple their numbers by the end of 2011 to offer more products such as jumbo mortgages and structured loans to Morgan Stanley Smith Barney clients, Bloomberg News reported, citing a person with knowledge of the strategy. [read post]
30 Aug 2010, 2:42 am
Bank of America's Merrill Lynch is generating more profit with fewer people than the business Morgan Stanley formed by buying a controlling stake in a venture with Citigroup's Smith Barney, Bloomberg News reported. [read post]
29 Mar 2010, 1:58 pm
Baird Private Wealth Management has lured two executives from Morgan Stanley Smith Barney to join its office in Scottsdale, Ariz. [read post]
21 Aug 2012, 2:12 pm
In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
1 May 2010, 7:59 am
Moore in Bloomberg.com, “Morgan Stanley Smith Barney to Close 120 ‘Overlap’ U.S. [read post]
12 May 2015, 10:02 am
On May 7, 2015, a Financial Industry Regulatory Authority (“FINRA”) arbitration panel (the “Panel”) awarded (the “Award”) $500,000 to Respondent, John Offenburger (“Offenburger”), against the Claimants Morgan Stanley Smith Barney, LLC and Morgan Stanley Smith Barney FA Notes Holdings, LLC (collectively “Morgan Stanley” and/or “Claimants”),… [read post]
12 May 2020, 5:56 am
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney LLC (MSSB) has agreed to settle charges that it provided misleading information to clients in its retail wrap fee programs regarding trade execution services and…Read the Full Press ReleaseHave a securities law question? [read post]
1 Apr 2010, 3:15 am
Morgan Stanley Smith Barney is suing a former St. [read post]
11 Sep 2013, 10:51 am
Morgan Stanley, which is set to receive another $57 billion of deposits from Citigroup Inc. as part of its Smith Barney purchase, plans to accelerate lending to put those funds to use. [read post]
8 Mar 2016, 1:08 pm
On February 22, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel (the “Panel”) rendered an award (the “Award”) dismissing Morgan Stanley Smith Barney, LLC and Morgan Stanley Smith Barney FA Notes Holding, LLC’s (collectively “Morgan Stanley”) promissory note claim against one of its registered representatives, Brandon Neal… [read post]
12 Jun 2012, 2:47 pm
It was perhaps inevitable, but worth noting all the same: Once Morgan Stanley completes its acquisition of Smith Barney, it will consign the venerable name to the financial industry's ash heap. [read post]
29 Aug 2012, 11:11 am
In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
14 Sep 2012, 9:39 am
Until recently, Clifford Jagodzinski worked at Morgan Stanley Smith Barney as a Complex Risk Officer. [read post]
16 Sep 2009, 12:22 pm
The Street is reporting that Citi CEO Vikram Pandit said the company will eventually sell its remaining stake in the Smith Barney joint venture entered into this summer with Morgan Stanley. [read post]
24 Jun 2013, 5:58 am
After a four-year process, Morgan Stanley has agreed to purchase the remaining 35% share of Smith Barney from Citigroup as soon as next week, the firm announced on Friday.Finishing Touches On Citi Deal Boost Morgan Stanley Wealth Management [read post]
12 Jun 2009, 9:43 am
" Will Morgan Stanley Smith Barney really be any different than just Morgan Stanley or Smith Barney? [read post]
