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11 Jul 2022, 8:56 am by The White Law Group
           The post FINRA Sanctions McDonald Partners LLC for Private Placement Sales  appeared first on The White Law Group. [read post]
27 Jan 2020, 3:58 am by Peter Mahler
In essence, the defendants argued, first, that the operating agreement’s restrictions on a member’s withdrawal rights did not come into play because the defendants allegedly sought to sell their membership interests, not withdraw from the LLC. [read post]
18 Feb 2022, 9:15 am by The White Law Group
Investment Management Company Reportedly Fined for High Mutual Fund Fees  appeared first on The White Law Group. [read post]
12 Jan 2011, 8:00 am by Jennifer S. Taub
First Derivative Traders – that the operators of the Janus mutual funds permitted market timing by a dozen favorite investors  - gave rise to other legal actions. [read post]
21 Mar 2011, 2:05 pm by admin
GMO seeks a first-year law student to assist the attorneys in the Legal Department in providing support to our various divisions, including client services, hedge fund and mutual fund products and investments. [read post]
5 Jul 2023, 12:52 pm by The White Law Group
                                    The post Hightower Securities LLC Overview   appeared first on The White Law Group. [read post]
18 Jan 2018, 9:17 am by IncNow
Delaware was the first state to have the Series LLC, thirteen states have since adopted it. [read post]
20 Jan 2023, 12:22 pm by Zamansky LLC
Couture and LPL Financial for Investment Fraud, Theft of Customer Funds appeared first on Zamansky LLC. [read post]
19 Feb 2018, 3:22 am by Franklin C. McRoberts
On appeal in Lyons, the First Department affirmed, holding that granting “mutual buyout rights” was an “equitable method of liquidation,” even though the 20% member, who sued for dissolution, opposed a mutual buyout. [read post]
28 Jun 2021, 3:10 am by Peter Mahler
Besen v Farhadian, decided last week by the Manhattan-based Appellate Division, First Department, involved a dispute among equal one-third members of an LLC that owns a six-story multi-family apartment building. [read post]
6 Sep 2018, 9:40 am by Renae Lloyd
    The post FINRA Censures Lincoln Investment Planning for Mutual Fund Overcharges appeared first on White Securities Law. [read post]
30 May 2017, 3:03 pm by scottgaille
During the first year, the geologist toils around the clock pursuing acquisitions. [read post]
12 Mar 2019, 1:11 pm by Renae Lloyd
  The post Nelson Brothers Meadow View LLC appeared first on The White Law Group. [read post]
6 Apr 2010, 5:00 am by Jennifer S. Taub
In the first case, plaintiff, Jackie Hosang Lawson sued FMR LLC, FMR Corp. and Fidelity Brokerage Services. [read post]
7 Mar 2019, 1:56 pm by Walker & Walker Law Offices
Based in Denver, Colorado, Cach LLC has offices around the country, and buys debts from some of the better-known creditors such as: Capital One Chase Bank Bank of America Washington Mutual Cach LLC purchases debts from these companies for pennies on the dollar. [read post]