Search for: "Marie Aguilar" Results 21 - 40 of 112
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10 Dec 2017, 9:43 am by Wolfgang Demino
Hall stated that he received the trial notice on September 14, 2015, from Stewart via e-mail.[1]On February 2, 2016, the trial court heard the motion for new trial; Hall appeared for Gonzales, and a lawyer from Lubbock, Joseph Aguilar, also appeared.[2] At the hearing, Hall objected to the affidavit of Staley, Midland Funding's lead counsel, because it was conclusory. [read post]
1 Jun 2017, 7:31 am by John Jascob
Past Commissioner Luis Aguilar noted that some companies have done the bare minimum by providing only abstract information regarding diversity efforts, and former SEC Chair Mary Jo White directed the agency’s staff to review the rule and consider potential enhancements prior to her resignation.Business leaders have also acknowledged the benefits (and minimal burdens) associated with more comprehensive diversity disclosures, according to the letter. [read post]
31 Oct 2016, 7:05 am by John Jascob
Nelson, J.D.The SEC published a trove of data detailing votes in hundreds of enforcement cases mulled by commissioners during Chair Mary Jo White’s tenure. [read post]
9 Jul 2016, 10:25 am by Robert B. Lamm
  However, the requirements were added to other board-related disclosure requirements at the last minute, when it was reported that Commissioner Aguilar refused to support the other requirements unless diversity disclosure was also mandated. [read post]
18 May 2016, 11:25 am
Weiss, Ethical Quandaries in War Zones, When Mass Atrocity Prevention Fails Mary Kaldor, How Peace Agreements Undermine the Rule of Law in New War Settings Rogelio Madrueño-Aguilar, Human Security and the New Global Threats: Discourse, Taxonomy and Implications Todd Sandler & Justin George, Military Expenditure Trends for 1960–2014 and What They Reveal Moira V. [read post]
11 Apr 2016, 4:33 pm by Kevin LaCroix
Two years ago, former SEC Commissioner Luis Aguilar made a definitive statement regarding board duties when it comes to cybersecurity. [read post]
4 Feb 2016, 7:58 am by Mark Astarita
“Small businesses play a crucial role in our nation’s economy,” said SEC Chair Mary Jo White. [read post]
22 Dec 2015, 2:30 pm by Mark Astarita
I want to thank all of the Commissioners for their input and specifically acknowledge Commissioner Luis Aguilar and former Commissioner Daniel Gallagher, who have been long-time champions of transfer agent reform. [read post]
21 Oct 2015, 4:12 am by Broc Romanek
The Democratic nominee to replace Luis Aguilar is also local to DC. [read post]
28 Aug 2015, 8:15 am by John Jascob
Aguilar said while the situation has improved under SEC Chair Mary Jo White, the Commission still needs to find a way to get a “holistic view” of waivers, and he said the Commission should think about creating a public website that shows each stage of the waiver process.He noted that Rep. [read post]
31 Jul 2015, 7:00 am
" White's statement came shortly after a public difference of opinion between commissioners Daniel Gallagher and Luis Aguilar. [read post]
21 May 2015, 8:09 am by John Jascob
In opening remarks, Chair Mary Jo White noted that the SEC oversees more than 28,000 funds and investment advisers, with assets of registered funds exceeding $18 trillion and assets managed by registered investment advisers exceeding $62 trillion. [read post]
27 Mar 2015, 10:16 am by Jeff Kern
All five SEC Commissioners, including Chairman Mary Jo White, voted in favor of the change. [read post]
5 Mar 2015, 6:37 am by John Jascob
In a statement, Chair Mary Jo White agreed that one market structure might not fit all, and that the Commission must concretely focus on how to enhance the market structure for smaller companies. [read post]
24 Feb 2015, 5:04 pm by Amy Ross
” Commissioner Luis Aguilar stressed that the Commission has “not finished its work on many ongoing issues” and laid out his priorities for 2015. [read post]
24 Nov 2014, 3:53 pm by John Jascob
Commissioner Luis Aguilar agreed that the lack of an active trading market for securities of small businesses is a major hurdle to capital formation. [read post]
6 Aug 2014, 5:17 am
 OIG determined that Commissioner Luis Aguilar and two SEC staff members had, in fact, separately spoken with Lynch. [read post]