Search for: "Mary D. White"
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13 Aug 2013, 5:47 am
SEC Chairman Mary Jo White made this obvious in a recent letter response to Congressman McHenry. [read post]
26 May 2013, 7:08 am
In a letter to SEC Chair Mary Jo White, Senator Elizabeth Warren (D-MA), a key member of the Senate Banking Committee, asked for an analysis and/or internal research the Commission has done on trade-offs to the public between settling an enforcement action without admission of guilt and going forward with litigation necessary to obtaining such an admission.In an earlier letter to U.S. [read post]
7 Mar 2020, 10:56 pm
Ethridge veered in to the southbound lane colliding head-on with a white 2020 Toyota pickup driven by Andy D. [read post]
5 Jan 2014, 9:49 am
Senators have written to SEC Chair Mary Jo White urging the SEC to require issuers to first submit a Form D filing when public solicitation and advertising are used. [read post]
7 Dec 2016, 2:13 pm
Moving forward, as the SEC undergoes a change of leadership, starting when SEC Chairwoman Mary Jo White steps down in early 2017, these rules may continue to evolve and any company looking to utilize a Regulation D exemption should consult with legal counsel. [read post]
15 Jan 2019, 5:00 am
Diane Marie Amann is the Emily & Ernest Woodruff Chair in International Law and Faculty Co-Director of the Dean Rusk International Law Center at the University of Georgia School of Law. [read post]
24 Sep 2018, 6:22 pm
White, Mary E. [read post]
8 Feb 2011, 5:38 am
And being keenly aware of my lack of objectivity, I thought I'd ask my husband while we were on our way to meet friends for dinner: "You know how I always refer to your musical tastes as White Guys With Guitars? [read post]
14 Nov 2015, 6:36 am
In late October, the Securities and Exchange Commission announced that under the leadership of chair Mary Jo White and enforcement director Andrew Ceresney, the SEC has continued to ramp up enforcement activity. [read post]
21 Apr 2016, 4:32 pm
In a speech last month, SEC Chair Mary Jo White signaled that the agency was going to be paying closer attention to private companies, particularly so-called “unicorns” – that is, the private venture-backed start-ups with valuations over $1 billion (as I discussed in a recent post). [read post]
15 Aug 2013, 7:24 am
Responding to the concerns of House oversight leaders, SEC Chair Mary Jo White said that issuers and market participants can use the new Rule 506(c) exemption permitting general solicitation once it becomes effective on September 23, 2013 as long as they comply with the conditions of that exemption. [read post]
13 Nov 2010, 4:51 am
Now the Interior Department’s inspector general, Mary Kendall, has determined that those allegations are correct — and that the White House falsely applied a scientific veneer to justify what was clearly a political decision. . . . [read post]
26 Oct 2013, 6:02 am
Editor's Note: The following post comes to us from Michael D. [read post]
7 May 2010, 11:37 pm
At a recent hearing, US Senator Richard Durbin (D-Ill), who is chairman of the Senate Appropriations Financial Services subcommittee, told Securities and Exchange Commission Chairman Mary Schapiro that he was “puzzled” by the SEC’s request for funds to start aggressive oversight of credit ratings agencies in 2011. [read post]
11 Dec 2023, 3:27 pm
| White River I-J, Julie MuroffCS 1D: Failure, Self-Reflection, and Accountability in Ombudsing | White River B, Brian Green Concurrent Session Block 2 CS 2A: Increase Diversity, Equity, and Inclusion with Storytelling | White River C-D, Shannon PeelCS 2B: Getting Unstuck from Ombuds Data Collection and Analysis: Seven Simple Principles | White River G-H, Lisa Yamagata-Lynch and Bina PatelCS 2C: An Introduction to Powerful Non-Defensive… [read post]
28 Jan 2014, 7:28 am
TweetYesterday morning SEC Chair Mary Jo White delivered the keynote address at Northwestern Law’s 41st Annual Securities Regulation Institute. [read post]
20 Oct 2014, 10:36 am
Lamm I have read several reports quoting Mary Jo White, Chair of the SEC, as saying that the remaining Dodd-Frank corporate governance rulemakings will be out by year-end. [read post]
5 Oct 2017, 7:12 am
Why doesn't William and Mary stage a debate on the proposition "Liberalism is white supremacy" and have a speaker who will try to present the idea coherently? [read post]
25 Nov 2019, 2:54 pm
At the White House for the bill signing, from left, Anna Marie Malloy, Kitty Block, Sara Amundson, and Tracie Letterman. [read post]
15 Jun 2013, 4:32 am
Margaret D. [read post]
