Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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28 Apr 2017, 2:38 pm
On April 30, 2015, the former SEC Chair Mary Jo White praised the whistleblower program in her remarks at the Ray Garrett, Jr. [read post]
15 Mar 2017, 6:09 am
Consistent with former Chair Mary Jo White’s “broken windows” enforcement policy, the Division of Enforcement brought actions “that spanned the spectrum of the securities industry. [read post]
13 Mar 2017, 4:46 pm
These three things are: (1) the judiciary; (2) the Department of Justice; and (3) the Securities and Exchange Commission. [read post]
10 Feb 2017, 6:00 am
Important questions went largely unanswered about the impact of the recent resignations of both SEC Chair Mary Jo White and Enforcement Director Andrew J. [read post]
3 Feb 2017, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Monday, January 30, 2017 Tags: Board composition, Board performance, Boards of Directors, Corporate culture, Corporate Social Responsibility, Director qualifications, Diversity, Institutional Investors, Shareholder activism, Shareholder proposals Former SEC Chair White Speaks at Securities Regulation Institute Posted by Mary Jo White, former Chair, U.S. [read post]
30 Jan 2017, 6:31 am
Securities and Exchange Commission, on Monday, January 30, 2017 Editor's Note: Mary Jo White is former Chair of the U.S. [read post]
17 Jan 2017, 4:19 pm
Chair Mary Jo White and Enforcement Director Andrew Ceresney, who worked together as federal prosecutors, oversaw an enforcement program that substantially increased the number of enforcement actions brought and touted numerous “first ever” cases. [read post]
6 Jan 2017, 3:31 am
Securities and Exchange Commission. [read post]
4 Jan 2017, 3:55 pm
Managers that participate in soft dollar programs should make sure that they have addressed any commission balances from the previous year. [read post]
14 Dec 2016, 7:00 am
Securities and Exchange Commission (“SEC”) will be the appointment of a new SEC chair; SEC Chair Mary Jo White officially announced that she will resign in January 2017. [read post]
13 Dec 2016, 11:58 am
Securities and Exchange Commission Chair Mary Jo White has vowed to press on in her efforts to adopt new rules related to derivatives and mutual funds, among other issues, says a Reuters report. [read post]
7 Dec 2016, 7:35 am
Following up on our earlier report that Mary Jo White, the chair of the Securities and Exchange Commission, will step down at the end of the Obama administration, news of other departures within the SEC has begun to spread. [read post]
25 Nov 2016, 1:43 pm
Stein (for) and Chair Mary Jo White’s (for) published statements. [read post]
19 Nov 2016, 6:49 am
Securities and Exchange Commission, on Saturday, November 19, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
17 Nov 2016, 9:30 pm
Mary Jo White, the Chair of the U.S. [read post]
15 Nov 2016, 5:36 pm
Securities and Exchange Commission, on Wednesday, November 16, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
27 Oct 2016, 8:18 am
Securities and Exchange Commission, on Thursday, October 27, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
24 Oct 2016, 6:32 am
At the urging of investors groups, SEC Chair Mary Jo White has made a universal proxy rule an objective of her tenure. [read post]
20 Oct 2016, 9:30 pm
SEC Chair Mary Jo White reportedly said the plan “will enable regulators to better understand market dynamics and exercise their oversight function. [read post]
28 Sep 2016, 11:49 am
“Today’s proposal to shorten the standard settlement cycle is an important step in the SEC’s ongoing efforts to enhance the resilience and efficiency of the U.S. clearance and settlement system,” said SEC Chair Mary Jo White. [read post]
