Search for: "Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,"
Results 21 - 33
of 33
Sorted by Relevance
|
Sort by Date
19 Nov 2012, 9:08 am
In a press release, SEC Chairman Mary L. [read post]
2 Aug 2011, 1:05 am
McHenry, Chairman of the Committee on Oversight and Government Reform, SEC Chairman Mary L. [read post]
7 Sep 2011, 4:02 am
Chairman Mary L. [read post]
10 May 2011, 8:47 am
See footnote 25 of the Letter From SEC Chairman Mary L. [read post]
26 Jul 2011, 5:00 pm
The large trader reporting rule will significantly bolster our ability to oversee the U.S. securities markets in a time when trades can be transacted in milliseconds or faster,” said SEC Chairman Mary L. [read post]
23 Jun 2009, 5:38 pm
Schapiro U.S. [read post]
16 May 2011, 9:47 am
Last year, for instance, the Securities and Exchange Commission brought 47 enforcement actions against the architects of apparent Ponzi schemes. [read post]
9 Oct 2009, 5:58 am
Schapiro Deputy Chief of Staff Securities and Exchange Commission Jeffrey Gordon Alfred W. [read post]
30 Dec 2011, 7:27 am
Becker and SEC Chairman Mary Schapiro. [read post]
18 Jul 2009, 7:31 am
Mary Schapiro was sworn in on January 27, 2009 as the twenty-ninth Chairman of the SEC. [read post]
13 Sep 2009, 4:31 am
Securities and Exchange Commission Washington, D.C. [read post]
2 Mar 2010, 1:34 pm
As described by SEC Chairman Mary Schapiro, sponsored access is like "giving your car keys to a friend who doesn't have a license and letting him drive unaccompanied. [read post]
6 Sep 2012, 1:53 am
” Her article notes that recently a number of companies “have warned investors in their prospectuses filed with the Securities and Exchange Commission that the JOBS Act’s breaks on SEC rules could actually be a turnoff. [read post]
