Search for: "Matter of JP"
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13 Jun 2011, 11:30 am
”Grace also dismissed Jogendra’s assertions that Chapman shouldn’t have gone ahead and issued her ruling while the court matter was pending. [read post]
30 Jun 2011, 10:21 am
JP Morgan was one of the world’s wealthiest people. [read post]
3 Oct 2023, 8:44 am
The Division of Enforcement staff responsible for this matter are Lauren Bennett, Jason T. [read post]
17 May 2013, 10:06 am
(Dimon, of course, is today Chairman of the Board and CEO of JP Morgan; Lee Raymond is JPM's "lead" director.) [read post]
13 Dec 2010, 1:50 pm
"The JP, the Aussies, and The Strippers" is not a headline that I fancy being involved in, so I made my excuses and left for the bar, where I nursed a serious and solitary gin and tonic while matters took their course. [read post]
10 May 2019, 5:08 am
In the Matter of the Application of Long Term Stock Exchange, Inc.for Registration as a National Securities Exchange (Findings, Opinion, and Order of the SEC; Rel. [read post]
16 Nov 2023, 11:51 am
The court dismissed JP’s application finding that the “matter has a complex litigation history and issues on appeal arise in a fact rich context”. [read post]
18 May 2012, 2:43 am
There has been a great deal of debate surrounding JP Morgan’s hedging losses announced last week. [read post]
23 Feb 2012, 2:09 am
In the Matter of the FINRA Arbitration Between Rebecca Vandusen, Claimant, vs. [read post]
22 May 2012, 12:19 pm
As a purely practical matter, she noted, some of these rules will need to go into effect before others can be implemented, and market participants will need a reasonable, but not excessive, period of time in which to comply with the new rules applicable to security-based swaps. [read post]
23 Jan 2010, 12:28 am
JPs who have passed selection and received specialised training sit on cases involving the care and custody of children, financial matters and much more. [read post]
27 Jun 2012, 8:37 am
The Montana Supreme Court has issued an Opinion and Order in the following matter: OP 12-0182, 2012 MT 134, EMILY BLODGETT, Petitioner, v. [read post]
23 Oct 2020, 3:31 am
PeirceSEC Obtains Final Judgment Against Participant in Market Manipulation Scheme (SEC Release)FINRA Fines and Suspends Rep In Response to Son's PST and Personal EmailsIn the Matter of Norman Stanley Batansky, Respondent (FINRA AWC)FINRA Bars Rep In Response to Complaints Via FINRA's Senior HelplineIn the Matter of Cynthia Diane Cowden, Respondent (FINRA AWC)JP Morgan Securities Whiffs In FIN... [read post]
26 Mar 2013, 8:15 am
It dealt with the FDIC sale of Washington Mutual mortgage loan accounts to JP Morgan Chase. [read post]
7 Sep 2023, 5:00 am
DRIVING-WHILE-IMPAIRED CONVICTION AFFIRMED ON APPEALAfter he was convicted by the Criminal Court of the City of New York of driving while impaired by alcohol, RP appealed.And on its review of the matter, the Appellate Term, First Department, concluded that the outcome had been supported by “legally sufficient evidence. [read post]
7 Sep 2023, 5:00 am
DRIVING-WHILE-IMPAIRED CONVICTION AFFIRMED ON APPEALAfter he was convicted by the Criminal Court of the City of New York of driving while impaired by alcohol, RP appealed.And on its review of the matter, the Appellate Term, First Department, concluded that the outcome had been supported by “legally sufficient evidence. [read post]
30 Mar 2008, 3:50 pm
, the note portion of the bonus may not matter. [read post]
26 Mar 2008, 1:21 am
But it serves as a nice base of comparison with the Bear Stearns-JP Morgan transaction. [read post]
24 Jan 2007, 1:34 am
Of course if a magistrate finds his conscience in conflict with the law he must either enforce the law of the land or resign: there is a principled case to be made for either course of action, but two things puzzle me about this case:- firstly why did the JP not simply withdraw from Family Panel work (the BBC article is not quite clear, but I am assuming that he has resigned from the Bench) and secondly why is an Industrial Tribunal getting involved? [read post]
21 Jul 2015, 6:51 pm
Reed's affidavit does not demonstrate his personal knowledge of the matters asserted. [read post]
