Search for: "Matter of Singer"
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1 Jun 2015, 11:38 am
(Flickr) “Before this matter is put on a ballot for a vote or any gaming expansion is limited to one specific location we need to make sure residents across the state are given the opportunity to weigh in and hear how expanded gaming could benefit or impact their community,” said Singer (R-Monmouth, Ocean). [read post]
28 Jan 2007, 12:51 pm
What matters in Ashley's life is that she should not suffer, and that she should be able to enjoy whatever she is capable of enjoying. [read post]
28 Feb 2022, 3:42 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/XXXX/securities-industry-commentator/Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6322/securities-industry-commentator/No Good Deed Goes Unpunished As FINRA Sanctions Rep For Lending Money to Friend (BrokeAndBroker.com Blog)Wells Fargo… [read post]
14 Jul 2012, 12:26 pm
It is certain that the Councilman will be subpoenaed to testify at any trial if the matter proceeds that far. [read post]
27 Sep 2019, 3:33 am
In the Matter of Peter Allan Earp, Respondent (FINRA AWC)... [read post]
3 Apr 2013, 8:21 am
Writing for the Court, Judge Sack explains,Most – payroll discrepancies, promotions, discipline – are employment-related matters, as Singer acknowledged during his deposition. [read post]
7 Feb 2019, 12:42 pm
“In developed countries like the United States, pregnancy shouldn’t be a matter of life or death,” Singer added. [read post]
8 May 2017, 9:34 am
(Flickr) “Sadly, we have already seen too many examples of how a routine traffic stop can turn into a deadly encounter in a matter of minutes,” Senator Singer (R-Monmouth, Ocean) said. [read post]
6 Jan 2020, 11:05 am
“In developed countries like the United States, pregnancy shouldn’t be a matter of life or death,” Singer added. [read post]
30 Oct 2017, 8:42 am
" Reports Axios (with detail on why this matters). [read post]
4 Nov 2016, 6:02 am
FINRA Settles Non Disclosure Of Tax Liens Without Finding WillfulnessAmong the most common FINRA regulatory matters that are presented in the BrokeAndBroker.com Blog are those involving registered representative's failures to disclose (or to timely disclose) matters on their Form U4. [read post]
7 May 2020, 6:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5215/securities-industry-commentator/SEC Charges Morgan Stanley Smith Barney With Providing Misleading Information to Retail Clients / Settlement Will Create $5 Million Fund to Benefit Harmed Investors (SEC Release)FINRA Imposes Fine and Suspension for Rep's Transmittal of Customer Documents Via EmailIn the Matter of Sune Gaulsh,… [read post]
13 Nov 2020, 8:14 am
How I Invest My Money: Finance experts reveal how they save, spend, and invest by Joshua Brown and Brian Portnoy (Harriman House; 1st edition (November 17, 2020)GUEST BLOG: Bill Singer Talks To Industry Recruiter Michael King of Michael King Associates (BrokeAndBroker.com Blog)Former Lawyer And CPA Charged With Tax Crimes In Addition To Defrauding Elderly Investors (DOJ Release)Local Law School Graduate Who Twice Failed Bar Exam And Set Up Two Fake Law Firms Sentenced To More Than… [read post]
27 Feb 2020, 11:14 am
Department of Justice Charges Unprecedented Number of Elder Fraud Defendants Nationwide and Launches Hotline (DOJ Release)Bill Singer's Annual Warning: Disclose Your Tax Liens (BrokeAndBroker.com Blog)Rep Fined And Suspended by FINRA for Undisclosed Customer Settlement. [read post]
31 Jul 2009, 6:46 am
Subtle spelling differences matter. [read post]
29 Jan 2012, 10:33 am
Rabbi Singer’s will have two terrorem clauses. [read post]
7 Nov 2020, 1:39 am
"What's the Matter with the Mill? [read post]
12 Apr 2019, 5:19 am
In the Matter of Buckman, Buckman & Reid, Inc. and Harry John "... [read post]
8 Mar 2019, 8:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4480/securities-industry-commentator/SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud (SEC Release)In the Matter of Allan Michael Roth (SEC Order Denying Respondent's Motion to Postpone Filing Answer Indefinitely)Good Intentions Pave Merrill Lynch Stockbroker's… [read post]
12 Feb 2021, 11:24 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5698/securities-industry-commentator/New Research: Four in 10 American Households Had Difficulty Withstanding a Financial Crisis Before COVID-19 / Financial Resilience Toughest for Millennials, Singles, Women and Those With Lower Incomes, No College Degree and Facing Unemployment (FINRA Release / February 17, 2020)Nobody looks out for retail… [read post]
