Search for: "Merrill Lynch Corporation"
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19 Nov 2008, 1:19 pm
Delaware Chancery Rules in Merrill Lynch vs. [read post]
23 Jun 2016, 7:15 am
But the offering materials failed to adequately disclose a third cost included in the volatility index known as the “execution factor” that imposed a cost of 1.5 percent of the index value each quarter.The notes were issued by Merrill Lynch’s parent company Bank of America Corporation, and Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
2 Mar 2009, 7:45 am
On February 17, 2009, the US District Court for the Southern District of New York dismissed, without prejudice, a shareholder derivative action pending against Merrill Lynch's directors and officers alleging breach of fiduciary and waste of corporate assets in connection with Merrill Lynch's exposure to subprime debt. [read post]
25 Sep 2012, 9:06 am
Such is not new at Merrill Lynch, and this is not the first time Merrill Lynch was found to have failed to report customer complaint information. [read post]
15 Sep 2008, 3:06 pm
., has agreed to acquire Merrill Lynch for approximately $50 billion. [read post]
15 Aug 2008, 11:10 am
Merrill Lynch' is unlikely to pay corporation tax in Britain for several decades after $29 billion in losses suffered by Merrill were put on the books of its London-based subsidiary, The Financial Times reported. [read post]
29 Dec 2020, 7:40 am
The post Merrill Lynch Discharges Broker Forrest Jones After SEC Investigation appeared first on Securities Arbitration Lawyers Blog. [read post]
21 Apr 2005, 2:44 pm
[JURIST] Former Merrill Lynch [corporate website] executive Daniel Bayly has been sentenced to 30 months by in prison US District Judge Ewing Werlein for his role in an Enron Nigerian barge scam. [read post]
31 Oct 2008, 7:00 am
In addition to the failures of corporate America, employees are being forced into signing unfair and over broad noncompete agreements.For example, take the retention agreement offered by Bank of America as a part of its purchase of Merrill Lynch. [read post]
14 Mar 2012, 3:11 am
Merrill Lynch, No. 11-3639, (7th Cir. [read post]
17 Nov 2010, 7:00 am
Michael Findlay, who was previously a co-head of corporate broking in Europe at Merrill Lynch, will join the London office of the boutique investment bank. [read post]
18 Jun 2018, 2:02 pm
On June 12, 2018, the United States Securities and Exchange Commission (“SEC“) issued an Order instituting administrative proceedings, making findings, and imposing remedial sanctions against Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch“), a subsidiary of Bank of America Corporation, pursuant to Section 15(b) of the Securities Exchange Act of 1934. [read post]
24 Apr 2009, 6:32 am
The minutes of that December 30th meeting show that Lewis reported he had told federal regulators "were it not for the serious concerns regarding the status of the United States financial services system and the adverse consequences of that situation to the Corporation articulated by the federal regulators, the Corporation would, in light of the deterioration of the operating results and capital position of Merrill Lynch, assert the material… [read post]
26 Oct 2007, 1:33 pm
Stanley O’Neal corporate death watch, some market observers are still parsing whether his firm, Merrill Lynch, makes for an attractive takeout target. [read post]
29 Jun 2016, 3:25 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:On June 23, Bank of America Corporation though its brokerage firm Merrill Lynch agreed to pay a $415 million settlement award to the Securities and Exchange Commission. [read post]
22 Nov 2013, 8:42 am
[JURIST] The US Court of Appeals for the Second Circuit [official website] on Thursday upheld the dismissal [opinion, PDF] of a lawsuit brought by South Korea's Woori Bank against Bark of America's Merrill Lynch [corporate websites] unit. [read post]
1 Feb 2009, 5:38 pm
Posted by Jeff Lipshaw The ongoing contretemps involving John Thain's recent dismissal from Merrill Lynch is once again (and unfortunately) an object lesson for corporate insiders and outsiders in the subtleties of judgment. [read post]
31 Oct 2008, 9:59 am
Take the financial giant Merrill Lynch who has just been swallowed up by Bank of America. [read post]
12 May 2005, 6:38 am
[JURIST] Ex-Merrill Lynch investment banker Robert Furst has been fined $565,000 and sentenced to 37 months in federal prison in connection with his role in the Enron [corporate website] scandal. [read post]
3 Nov 2016, 2:13 pm
These structured notes were issued by Merrill Lynch’s parent company, Bank of America Corporation, but Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
