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28 Sep 2008, 5:10 am
Chairman Cox also described the agency's plans for enhancing SEC oversight of the broker-dealer subsidiaries of bank holding companies regulated by the Federal Reserve, based on the recent Memorandum of Understanding (MOU) between the SEC and the Fed.With the federalization or bank holding company status of the investment banks regulated under the CSE program, that regime simply lost its reason for being.When Congress passed the Gramm-Leach-Bliley Act, it created a significant… [read post]
15 Dec 2008, 6:55 pm
Morgan. [read post]
3 Dec 2018, 12:46 pm
In TVA, plaintiffs made similar arguments about ash ponds leaching through groundwater to a river. [read post]
7 Jan 2014, 9:13 am
Proposed Reduction in Gramm-Leach-Bliley Privacy Notification Expenses In one positive development for financial institutions, the Consumer Financial Protection Bureau, which assumed regulatory responsibility for Gramm-Leach-Bliley privacy notice regulations under Dodd-Frank, has been exploring reducing the burden of notice obligations. [read post]
21 Jul 2010, 12:54 pm
And this picture of JP Morgan Jr. was scandalizing the front pages. [read post]
19 Feb 2021, 7:40 am
Stifel, Nicolaus & Company, Incorporated Sterne, Agee & Leach, Inc. [read post]
16 Sep 2013, 4:00 am
The Washington Examiner reported recently that the U.S Bankruptcy Trustee for the bankruptcy district that covers Florida and Georgia had asked a bankruptcy judge to require Morgan Drexen (the company that sued the CFPB in Washington, D.C. and then was sued by the CFPB in CA) to produce millions of bankruptcy files involving consumers from across the country. [read post]
25 Sep 2008, 5:22 pm
On the other hand, JP Morgan Chase is a consolidated investment and commercial bank, but it is among the strongest of the remaining financial institutions in the country. [read post]
19 Dec 2018, 9:30 pm
The argument follows that when coal ash leaches into groundwater, that groundwater acts as a medium that then transports those pollutants into navigable waters. [read post]
2 Jun 2017, 6:28 am
Pension Fund BribesBloomberg.com – Christian Berthelson | Published: 5/30/2017 A former managing director at broker-dealer Sterne Agee & Leach pleaded guilty to bribing a former portfolio manager at New York state’s retirement fund in exchange for tens of millions of dollars’ worth of business. [read post]
17 Jan 2019, 7:58 pm
Morgan G. [read post]
19 Aug 2009, 9:16 am
Market Transparency and Accountability Act of 2009 Misses the Mark R. [read post]
19 Aug 2009, 5:27 pm
Interestingly many of the banks, like Goldman Sachs and Morgan Stanley, that participated back then are participants in the current crisis. [read post]
18 Jun 2018, 7:06 pm
Jody James Farms, JV v. [read post]
25 Jan 2024, 5:31 am
As these substances leach into the water table and are carried through the air, workers and their families are being exposed to these potentially deadly substances. [read post]
1 Feb 2010, 6:36 am
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
7 Apr 2010, 3:44 pm
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
