Search for: "Morgan Stanley Capital I, Inc."
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11 Apr 2016, 11:28 am
Jones Capital Equities Management, Inc. for failing to establish cybersecurity policies and procedures in advance of a breach by hackers that compromised confidential client data of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
26 Aug 2014, 10:13 am
LLC; Morgan Stanley ABS Capital I Inc.; and Morgan Stanley Mortgage Capital Holdings LLCAdministrative Proceeding File No. [read post]
16 Mar 2014, 3:38 pm
WEST, individually; and TALL TOWER VENTURES, LLC, a Florida limited liability company, Appellees/Cross-Appellants. 2nd District.Mortgage foreclosure -- Error to dismiss second amended foreclosure complaint based on plaintiff's failure to prove that its loan servicer had authority to verify the foreclosure complaint at that stage of the litigation -- Plain language of rule does not require servicer to file evidence with the foreclosure complaint proving that it had authority to verify the… [read post]
3 Feb 2016, 9:42 am
These MainStay Cushing funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Cetera Advisors LLC, Mid Atlantic Capital Corp., JPMorgan, Ameriprise Brokerage, Raymond James, RBC Wealth Management, Morgan Stanley, and Securities America Inc. [read post]
22 May 2023, 9:22 am
" Morgan Stanley Capital Group Inc. v. [read post]
16 Jan 2015, 6:16 am
FINRA fines are as follows: Barclays Capital Inc. [read post]
9 Dec 2009, 6:55 am
History of the Prime Broker Case On February 2, 2007, Overstock.com, along with five shareholder plaintiffs, filed a lawsuit in San Francisco against Morgan Stanley & Co. [read post]
26 Feb 2012, 4:27 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
24 Sep 2010, 7:00 am
Morgan Keegan & Company Inc., James C. [read post]
17 Feb 2008, 8:29 am
Financial-services giants including Merrill Lynch & Co., Morgan Stanley and Ameriprise Financial Inc. have them on staff as well. [read post]
25 Jan 2009, 2:36 pm
Morgan Stanley and Evercore Partners Inc. are counseling Wyeth, the people said. [read post]
1 Feb 2023, 9:01 pm
And, finally, I will suggest some modest reforms. [read post]
10 Apr 2013, 5:56 am
I will be on the early shift tomorrow (8:45) and am sitting on a panel discussing capital deployment. [read post]
31 Mar 2010, 9:33 pm
To stabilize this revenue, we entered into a swap with an affiliate of Morgan Stanley. [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
22 Jul 2022, 6:30 am
Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]
3 Apr 2011, 3:23 pm
Some are ready to crown them as the plus one of the Big Three plus one: Morgan Stanley ... dissected the business case for Tesla Motors and issued a research note Thursday that called the Silicon Valley company “America’s fourth automaker” and raised the price target for Tesla’s stock to $70. [read post]
28 Nov 2011, 1:22 pm
Concerned that Fly was undermining their usefulness to their clients, Barclays Capital, Merrill Lynch and Morgan Stanley for Federal copyright infringement. [read post]
27 Oct 2009, 6:15 am
The Fed expanded the scope of its supervision during the crisis by allowing Goldman Sachs Group Inc. and Morgan Stanley to become bank holding companies and by deciding to intensify scrutiny of non-bank subsidiaries within large financial organizations. [read post]
12 Aug 2008, 2:00 pm
REALTY real estate 1 Roman T Brzozowski TVCityUSA.com advertising 2 Roman T Brzozowski TvCityUSA Adv. 2 Tom Ripellino Metropolis Real Estate Broker/Owner 3 Charles Brown Chatre Appraisals Inc Real Estate Appraiser 1 Petar VIDEV A&I Broadway Realty Brokerage - Commercial / Investment Sales 3 Vlad Porter VB Porter & Company Real Estate Broker/Consultant 3 Kelvin Chan N/A Homebuyer 2 Enny Donaldson Fortune Property … [read post]
