Search for: "NY Life Securities, LLC"
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28 Mar 2012, 2:46 am
© 2012 Simple Justice NY LLC. [read post]
15 Jun 2012, 11:10 am
(SD NY, Dkt. [read post]
24 Jun 2018, 4:17 am
Copyright © 2007-2018 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
15 Jun 2019, 12:21 am
Schaefer, LLC, Smithtown, NY, for appellant.Devitt Spellman Barrett, LLP, Smithtown, NY (John M. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage… [read post]
18 May 2022, 6:39 am
His previous employers were Wells Fargo Advisors, LLC (CRD#:19616), also of Westlake Village, and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of New York, NY. [read post]
30 Nov 2023, 1:58 pm
(CRD# 14251) of West Palm Beach, FL, and Metropolitan Life Insurance Company (CRD# 4095) of New York, NY. [read post]
18 Nov 2013, 3:44 am
One provision in the agreements seems to authorize defendant Todd Roberts to contract with and retain defendant TMR Bayhead Securities, LLC, which he wholly owned, notwithstanding any other provision. [read post]
30 Jan 2019, 1:06 pm
Pro-Integrity Securities Evans, Makisha Feitelnerg, Brendan United Planners Financial Services LPL Financial LLC Jimenez, Mario Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Justafort, Frantz JP Morgan Securities LLC Chase Investment Services Maddox, Nicholas TCFG Wealth Management LLC US Bancorp Investments Gustavo Madrigal-Flores… [read post]
26 Oct 2022, 12:46 pm
(CRD#:14251), ELMSFORD, NY FINRA reportedly barred Belardino from working in the securities industry on September 7, 2021. [read post]
12 Dec 2023, 1:05 pm
According to Corsaro’s FINRA BrokerCheck report, he was affiliated with the following firms during his career: 07/09/2021 – 01/04/2022, BANKERS LIFE SECURITIES, INC. [read post]
10 Feb 2014, 3:06 am
— that can arise in the life cycle of a multi-member LLC. [read post]
17 Aug 2017, 4:11 am
His job is to lead a security dog in examining trucks. [read post]
28 Aug 2018, 11:30 am
James Flynn IFS Securities VOYA Financial Advisors, Inc Keven Gayle NY Life Securities LLC Lloyd Johnston Capital Financial Services, Inc Legacy Financial Services, Inc John Kurzhal UBS Financial Services Inc Beatriz Lira State Farm VP Management Corp Beatriz Lira Insurance Company Cristhelle Medina J.P. [read post]
18 Dec 2018, 11:03 am
Morgan Securities LLC Virginia Nichols LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Inc Michael Nickoli AXA Advisors, LLC NML Investors, LLC Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Issac Onu NY Life Securities LLC Wells Fargo Advisors, LLC Michael Resciniti … [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency … [read post]
4 Apr 2018, 7:33 am
Benjamin Asa Duty State Farm VP Management Corp Colleen Elizabeth Flanagan Fidelity Brokerage Services LLC Marques Alexander Green NY Life Securities LLC MetLife Securities Inc. [read post]
15 Sep 2023, 6:08 am
Genesis Merchant Partners, LP v Gilbride, Tusa, Last & Spellane LLC 2023 NY Slip Op 33130(U) September 6, 2023 Supreme Court, New York County Docket Number: Index No. 653145/2014 Judge: Nancy M. [read post]
17 Aug 2017, 3:59 am
For example, Joe Smith operates a computer service business under the name “Computer Geeks to the Rescue,” (fictional example) and Town Sports International, LLC operates a popular gym under the name “New York Sports Club” (real life example.) [read post]
17 Aug 2017, 3:59 am
For example, Joe Smith operates a computer service business under the name “Computer Geeks to the Rescue,” (fictional example) and Town Sports International, LLC operates a popular gym under the name “New York Sports Club” (real life example.) [read post]
