Search for: "NY Life Securities, LLC"
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10 Jan 2022, 4:24 am
Co., Inc. v Blumberg, 242 AD2d 205, 207 [1st Dept 1997]) or to lawfully influence or challenge management policy (Venner v New York Life Ins. [read post]
20 Dec 2021, 4:44 pm
A review of the OCR data base of unsecured electronic protected health information breaches reveals that OCR has received a wave of required unsecured electronic health information breach notifications impacting 500 or more individuals arising from hacking of electronic systems or e-mail since January 1, 2021, including notices from Apple Blossom Family Practice VA Healthcare Provider (500 individuals/Network Server Hacking/IT Incident); Network Server; Texas ENT Specialists TX Healthcare… [read post]
10 Dec 2021, 3:00 am
These outlets keep close tabs on state Legislatures and regulatory agencies where decisions are being made that affect many aspects of daily life for citizens. [read post]
22 Sep 2021, 9:27 am
” However, the court may have overlooked the absence in the record of any indication that Reymond F. played a significant role in raising, nurturing or caring for the child provided food, clothing and shelter for the child for most of his life or otherwise carried out all the traditional responsibilities of a father. [read post]
9 Sep 2021, 10:25 am
(CRD#:14251), ELMSFORD, NY 05/09/2007 – 07/09/2007, METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095), ISELIN, NJ 05/09/2007 – 10/15/2007, METLIFE SECURITIES INC. [read post]
22 Mar 2021, 4:17 am
Gambino crime family leader John Gotti received a life sentence following his RICO conviction in 1992. [read post]
3 Feb 2021, 5:31 am
., LLC, --- N.Y.S.3d ----, 2021 WL 189200, 2021 N.Y. [read post]
3 Feb 2021, 5:27 am
., LLC, --- N.Y.S.3d ----, 2021 WL 189200, 2021 N.Y. [read post]
6 Jan 2021, 5:01 am
The statute defines "mental distress" as "[a]ny mental illness or condition that involves some temporary substantial incapacity," R.C. 2903.211(D)(2)(a), or that "would normally require psychiatric treatment, psychological treatment, or other mental health services," R.C. 2903.211(D)(2)(b). [read post]
3 Aug 2020, 1:07 pm
Equity Sales Company (CRD# 2936), Park Avenue Securities LLC (CRD# 46173), NY Life Securities LLC (CRD# 5167), and Mutual of Omaha Investor Services, Inc. [read post]
8 Jul 2020, 7:20 am
(CRD# 4031), 1717 Capital Management Company (CRD# 4082), AXA Advisors, LLC (CRD# 6627), and The Equitable Life Assurance Society of the United States (CRD# 1039). [read post]
1 Jun 2020, 9:57 am
Martinsen previously worked for AXA Advisors, LLC (CRD# 6627) and The Equitable Life Assurance Society Of The United States (CRD# 4039), in New York, NY. [read post]
24 Jan 2020, 9:46 am
Bracy, NY Life Securities in Jacksonville Beach, FL Are you concerned about investments with Kari M. [read post]
21 Jan 2020, 8:00 am
Searching the site requires some “detective skills,” however, as the name of the property owners is not always accurately identified by the entity depositing the property with the Comptroller.For example, the entity may be reported merely as:EDUCATION DEPARTMENTHEADS AND HORNS BUILDING BRONX NY 10460FLEET BANK N A However, more often the names are more accurately reported, such as:BOCES ADIRONDACK EDUC CTR 711 RT 3 BLOOMINGDALE RD SARANAC LAKE NY 12983 CONAGRA… [read post]
17 Jan 2020, 10:43 am
Mica Gabe Brooklyn LLC – $3,000,000: On November 8, 2019 Mica Gabe Brooklyn LLC and Brooklyn Warehouse 180 LLC agreed to pay $3 million to resolve allegations it improperly secured a New York State tax break. [read post]
9 Jan 2020, 7:28 am
Howley) (CRD#: 2229244) is a former broker whose last employer was Park Avenue Securities LLC (CRD#:46173) of Rumson, NY. [read post]
24 Dec 2019, 8:01 am
His previous employer was The Equitable Life Assurance Society Of The United States (CRD#:4039) of New York, NY. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage… [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp … [read post]
25 Nov 2019, 5:51 pm
Claims may be brought in securities arbitration before FINRA. [read post]
