Search for: "New York Stock Exchange LLC v. Securities and Exchange Commission"
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31 Aug 2020, 3:00 pm
For example, in the 2015 case Harris v. [read post]
30 Jun 2020, 11:20 am
In New York Stock Exchange LLC v. [read post]
26 Jun 2020, 4:30 pm
In New York Stock Exchange LLC v. [read post]
12 Jun 2020, 6:15 am
Lin and Marie Patino)New York Stock Exchange LLC, et al., Petitioners, v. [read post]
15 Apr 2020, 6:06 am
Coronacide, LLC v. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
16 Mar 2020, 1:54 pm
In two well-reasoned opinions, state court judges in Connecticut and New York held that the PSLRA discovery stay applies in 1933 Act cases in state court. [read post]
24 Jan 2020, 1:00 am
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
24 Oct 2019, 2:40 pm
” (June 6th, 2018, during a CNBC interview); and “If investors think there’s the same rigor around cryptocurrency price discovery as there is on the Nasdaq or New York Stock Exchange … they are sorely mistaken. [read post]
17 Oct 2019, 8:18 am
The NYSE Group, Nasdaq, and Cboe Global Markets have all challenged the legality of the controversial pilot, which is designed to study NMS stocks and the effects that exchange transaction fee and rebate pricing models may have on order routing behavior, execution quality, and general market quality (New York Stock Exchange LLC v. [read post]
30 Sep 2019, 12:44 pm
Oliver Brahmst, a partner in the New York City office of White & Case, was the company’s principal lawyer. [read post]
10 Jul 2019, 4:17 am
Many of the issued tokens have been or are being provided to related entities to compensate employees, similar to stock option grants. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
22 Mar 2019, 6:27 am
Securities and Exchange Commission, on Saturday, March 16, 2019 Tags: Board communication, Brexit, Climate change, Disclosure, Environmental disclosure, ESG, Information environment, International governance, Investor protection, Long-Term value, Materiality, Sustainability Is it Time for Corporate Political Spending Disclosure? [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
14 Jan 2019, 3:08 pm
Securities and Exchange Commission, 137 S. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
10 Oct 2018, 12:40 pm
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
23 Jul 2018, 1:02 pm
Homero Joshua Garza, GAW Miners, LLC, et al., Civil Action No. 3:15-cv-01760 (D. [read post]
10 Jul 2018, 3:57 am
Colorado Division of Securities Participates in Coordinated International Crypto Crackdown On May 3, 2018, the Colorado Securities Commission announced that it signed orders requiring Linda Healthcare Corporation and Broad Investments, LLC to cease and desist from selling securities in the state. [read post]
