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New 'suitability' rule approved by the Securities & Exchange Commission. Now includes the requirement of a reasonable basis to recommend hold strategies.
11 Jan 2011, 10:27 am
Ornstein, 51 S.E.C. 135, 137 (1992); Dep’t of Enforcement v. [read post]
Securities Arbitration Blog - http://www.securitiesarbitrations.com
New 'suitability' rule approved by the Securities And Exchange Commission. Now includes the requirement of a reasonable basis to recommend hold strategies.
11 Jan 2011, 10:27 am
Ornstein, 51 S.E.C. 135, 137 (1992); Depandrsquo;t of Enforcement v. [read post]
Securities Arbitration Blog - http://www.securitiesarbitrations.com
Downloads of the Year
1 Jan 2011, 11:55 am by Lawrence Solum
Barnett The Wages of Stealth Overruling (With Particular Attention to Miranda v. [read post]
Legal Theory Blog - http://lsolum.typepad.com/legaltheory/
Former Pillar Enterprises Employee Alleges Wrongful Discharge for Refusing to Use or Sell Drugs at Work
30 Dec 2010, 9:51 am by admin
State Bank of Keysville. [read post]
Whistleblower Law Blog - http://employmentlawgroupblog.com
Environmental Law and Climate Change Law Newsletter, August 23, 2010, vol. 2, no. 23
23 Aug 2010, 1:22 pm by Steven M. Taber
Click Here EPA, DOJ, State of Hawaii, environmental groups, reach agreement with the City and County of Honolulu to address wastewater collection and treatment systems. [read post]
Environmental Law & Climate Change Law Blog - http://taberlaw.wordpress.com
840 #Startups Formed In Massachusetts In 07/2009
17 Aug 2009, 10:44 am
(Franklin, MA; John Mcdonough, President) Bay State Network, Inc. [read post]
Erik J. Heels - http://erikjheels.com
New Scholarly Articles and Books of Interest Abound
7 Jul 2008, 6:00 am
, (May 25, 2008).Frederick Mark Gedicks, Fundamentalism, Spirituality, and Church-State Relations in the United States. [read post]
Religion Clause - http://religionclause.blogspot.com/
Ind. Decisions - Court of Appeals issues 3 today (and 11 NFP)
24 Oct 2007, 10:42 am
State of Indiana (NFP) Nicholas R. [read post]
The Indiana Law Blog - http://indianalawblog.com/