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23 Apr 2021, 2:06 pm
In addition to the departure of Norberg, Alex Oh was recently announced as the new Director of Enforcement. [read post]
16 Apr 2021, 10:22 am
Norberg attacked these coercive tactics head-on. [read post]
16 Apr 2021, 10:19 am
Norberg at the helm, the SEC Whistleblower Program will remain as strong as ever. [read post]
15 Apr 2021, 12:30 pm
Norberg, who will be stepping down from her position sometime this month, highlighted the record-setting year the SEC Office of the Whistleblower is having. [read post]
10 Apr 2021, 5:52 am
Norberg’s departure. [read post]
9 Apr 2021, 11:32 am
Norberg is stepping down from her post this month after a highly successful tenure. [read post]
8 Apr 2021, 3:00 pm
Norberg’s departure continues a transitionary period for the SEC. [read post]
8 Apr 2021, 3:00 pm
Norberg’s departure continues a transitionary period for the SEC. [read post]
8 Apr 2021, 12:36 pm
Norberg has been with the Office since near its inception in 2012, serving as its…Read the Full Press ReleaseHave a securities law question? [read post]
2 Apr 2021, 11:49 am
Norberg highlighted the SEC’s dramatic increase in whistleblower rewards – tripling in the past year alone – and said the SEC recently awarded $114 million to a single whistleblower. [read post]
31 Mar 2021, 9:30 am
(BrokeAndBroker.com Blog)Jane Norberg, Chief of the SEC's Office of the Whistleblower, to Leave Agency (SEC Release)Boston Man Pleads Guilty to Investment Fraud Scheme (DOJ Release)Bank Employee Arrested For Defrauding Her Employer Of $1.7 Million (DOJ Release)Federal Court Grants Temporary Restraining Order A... [read post]
29 Mar 2021, 11:11 am
As Norberg notes, since the 2021 fiscal year began on October 1, 2020, the SEC has awarded nearly $200 million to 40 individuals. [read post]
29 Mar 2021, 10:28 am
In connection with the announcement, Jane Norberg, Chief of the SEC’s Office of Whistleblower, said that with this award, the SEC had “awarded 40 individuals this fiscal year, surpassing last year’s record of 39 individual awards. [read post]
18 Mar 2021, 6:25 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower, stated: “The whistleblower alerted the SEC to previously unknown conduct and thereafter provided multiple submissions, identified potential witnesses, and met with staff on several occasions. [read post]
9 Mar 2021, 11:48 am
In connection with the announcement, Jane Norberg, Chief of the SEC’s Office of Whistleblower, said that the “whistleblower alerted the SEC to previously unknown conduct and thereafter provided multiple submissions, identified potential witnesses, and met with staff on several occasions. [read post]
9 Mar 2021, 9:47 am
“The whistleblower alerted the SEC to previously unknown conduct and thereafter provided multiple submissions, identified potential witnesses, and met with staff on several occasions,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
8 Mar 2021, 6:33 am
The charges filed today reinforce the Commission’s commitment to protecting whistleblowers from retaliation and attempts to stifle the free flow of information to the Commission about possible securities law violations,” said Jane Norberg, chief of the SEC’s Office of the Whistleblower, in an SEC press release. [read post]
4 Mar 2021, 12:00 pm
“The whistleblowers’ information alerted the staff to misconduct occurring abroad which could have been difficult to detect without their tip,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
2 Mar 2021, 10:00 am
” “This case demonstrates once again the value of the whistleblower program in helping to protect investors, and the Commission’s continued commitment to rewarding individuals who provide high-quality tips,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
2 Mar 2021, 3:03 am
Not sure we’ve seen the agency draw attention to Form TCR previously, here’s an excerpt about that: ‘As these awards show, deserving whistleblowers may receive an award if they comply with the Form TCR filing requirements within 30 days of first obtaining actual or constructive notice of the filing requirement or 30 days from the date the whistleblower hires a lawyer to represent them in connection with the whistleblower’s previous submission of information to the Commission,… [read post]
