Search for: "NorthStar Group Services, Inc."
Results 21 - 21
of 21
Sorted by Relevance
|
Sort by Date
6 Oct 2011, 2:00 am
Non-Enforcement Matters Legislation Intended to Create an SRO for Investment Advisers The Chairman of the House Financial Services Committee (House Committee), Spencer Bachus (R-Ala.), intends to introduce legislation that would require both SEC- and state-registered investment advisers to join a self-regulatory organization (SRO) overseen by the SEC. [read post]