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7 Mar 2007, 4:12 pm
” Turns out, the issue crossed Baker Hostetler’s mind. “Believe me, we talked about this,” says William Schweitzer, the managing partner of the firm’s D.C. office. “We talked to people at the U.S. [read post]
5 May 2005, 4:58 am
I had lunch with a friend of mine yesterday who is an officer with a public technology company. [read post]
7 Nov 2007, 10:44 am
Government Accountability Office [read post]
18 May 2009, 7:10 am
The Supreme Court agreed on Monday to rule on the constitutionality of the Sarbanes-Oxley Act passed in 2002 to create a new government agency to regulate firms that audit the books of publicly traded companies. [read post]
23 Nov 2014, 12:00 am
[vi] The officer noticed three red grouper fish that did not appear to meet the minimum size limit of 20 inches in length. [read post]
10 Apr 2006, 11:12 am
Michael See, Assistant Chief Counsel, Office of Advocacy, U.S. [read post]
6 Feb 2023, 1:37 pm
The SEC’s Office of Economic Analysis’ 2009 Study on Section 404 states this point more explicitly: “Section 13(b)(2) of the Exchange Act requires companies to maintain effective ICFR, while Section 404 requires management to report on the effectiveness of ICFR. [read post]
4 Oct 2007, 1:04 pm
How has the auditing industry evolved since the 2002 Sarbanes-Oxley Act? [read post]
7 Mar 2023, 3:06 pm
Appropriately, then, it was in Chicago last week, during ABA TECHSHOW, that host Bob Ambrogi sat down for a face-to-face conversation with two of Smokeball’s top executives, Jane Oxley, chief revenue officer for Smokeball internationally, and Ruchie Chadha, president of Smokeball in the U.S. [read post]
31 Dec 2009, 9:42 am
Securities Exchange Act of 1934 Sarbanes-Oxley Act Annotated Sarbanes-Oxley Act (pdf) Sarbanes-Oxley Rules & Regs Updates Findlaw's State Corporate Codes & Regs Findlaw's State Guide to Corporations Offices Uniform Laws... [read post]
28 Jun 2010, 6:00 pm
This morning the Court held unconstitutional a provision of the Sarbanes-Oxley Act that protects members of a newly created Public Company Accounting Oversight Board from removal except for good cause. [read post]
18 Apr 2013, 6:23 am
Oxley co-authored the landmark Sarbanes-Oxley Act of 2002. [read post]
11 Mar 2009, 8:46 am
For more information about the firm's Sarbanes-Oxley Whistleblower Practice, click here. [read post]
10 Nov 2014, 5:26 pm
The Court was hearing oral argument in a case posing the question of whether Section 1519 reached the conduct of a commercial fisherman who was convicted under this Sarbanes-Oxley anti-shredding statute for destroying undersize fish after a federal officer issued him a citation and instructed him to bring the fish back to port. [read post]
30 Jul 2012, 9:59 pm
--Sarbanes-Oxley. [read post]
16 Oct 2013, 7:25 am
Due to their many variegated and unique relationships with public companies, said SIFMA, the consequences for SIFMA’s members would be particularly severe.Section 806 of Sarbanes-Oxley provides that no public company or any officer, employee, contractor, subcontractor, or agent of such public company may retaliate against an employee of such public company for engaging in protected whistleblowing activity. [read post]
5 Aug 2011, 1:41 pm
Federal Judge Gene Pratter issued a decision on July 21, 2011 that will surely impact on Sarbanes-Oxley ("SOX") litigation in Pennsylvania during the coming years. [read post]
27 Feb 2007, 7:48 am
"A recent Government Accountability Office (GAO) report requested by Senators Snowe and Mike Enzi (R-Wyo.) found that small public companiesspend considerably more on implementing Sarbanes-Oxley, particularly Section 404. [read post]
7 Feb 2012, 9:04 am
On December 22, 2011, the Department of Labor’s Administrative Review Board (ARB) issued a 3-2 en banc decision that limits the application of the Sarbanes-Oxley Act (SOX) outside of the United States. [read post]
22 Mar 2022, 6:01 am
This is a particularly important development, given the upcoming 20th anniversary of the Sarbanes-Oxley Act and renewed interest in the degree of board oversight of legal affairs. [read post]
