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Madoff and Charities: The Lautenberg Foundation Files its Past Due 2008 Form 990-PF - Installment 41
15 Nov 2010, 12:03 pm
Madoff Investment Securities LLC Book Value: 696,072 Fair Market Value 400,000 The Foundation was continuing to carry on its books as of December 31, 2008 a value of $400,000 for the Madoff-affiliated securities firm. [read post]
22 May 2016, 7:15 pm
Using roadmaps to kick start a firmwide efficiency programs.FacultyJack Bostelman ( moderator)President KM/JD Consulting LLC and Chait of ABA Knowleldge Stratetgy Interest GroupThomas H. [read post]
23 May 2019, 7:36 am
PFS Investments Inc, Bishop, Tywan Charles Schwab & Co, Inc ETrade Securities LLC Conrekas, Edward J.W. [read post]
3 Oct 2023, 12:00 pm
PF Holdings LLC, the Eleventh Circuit recently affirmed a district court ruling that the insurers of two apartment management companies did not have to cover a $54 million arbitration award against the companies for their alleged mismanagement of government-subsidized apartments. [read post]
31 Jul 2014, 4:30 am
Already, LLC v. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity,… [read post]
3 Nov 2014, 5:00 am
PF Chang's CGL Insurer Seeks Declaratory Judgement on Data Breach Claim http://t.co/tKIw2toZ7j -> RIAA updates list of rogue piracy sites http://t.co/bNIaogssZU -> Mega-pirate Torrent Site Uses Google To Resurrect Taken Down Content http://t.co/U2pMXvqW0n – -> The CopyKat ….. [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski,… [read post]
1 Aug 2018, 6:29 am
PF Fitness-Midland, LLC, (MI App., July 26, 2018), a Michigan appellate court in a case on remand from the Michigan Supreme Court held that the gym Planet Fitness violated provisions of the Michigan Consumer Protection Act when it failed to inform plaintiff that it had a policy of allowing members to use whichever locker room and rest room corresponds to the gender with which that person self-identifies. [read post]
27 Jan 2022, 7:38 am
The post SEC Proposal Would Require More Transparency From Hedge Funds and Private Equity appeared first on Zamansky LLC. [read post]
20 May 2020, 2:17 pm
Morgan Securities LLC HSBS Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Group, Inc Bailey, Michael PFS Investments Inc Bisch, Sarah Santander Securities LLC Edward Jones Bishop, Tywan Charles Schwab & Co., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC Botner, Ryan… [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
13 May 2017, 8:36 am
Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Michael Babyak (Babyak), formerly associated with brokerage firms LPL Financial LLC (LPL) and Leigh Baldwin & Co., LLC (Leigh Baldwin). [read post]
22 Sep 2021, 12:53 pm
According to FINRA Disciplinary actions for September 2021, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS John Barrett Emerson Equity LLC Lincoln Financial Advisors Corproation Amanda Berry MML Investors Services, LLC NYLife Securities… [read post]
20 Jun 2023, 7:26 am
Morgan Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenneth Wade Cetera Advisors Networks LLC PFS Investments Inc. [read post]
19 Nov 2021, 1:48 pm
Next week is Thanksgiving and we have a lot to be thankful for here at Koprince McCall Pottroff LLC, especially with everyone remaining healthy this year. [read post]
12 Nov 2010, 6:43 pm
Read the full story here – Patent Applications Medical Patent Spat Resolved MicroAire Surgical Instruments LLC settled a patent infringement and breach of contract lawsuit with Arthrex Inc. involving minimally invasive treatment for carpal tunnel syndrome. [read post]
19 Feb 2021, 7:25 am
Derek Edwards PFS Investments Inc. [read post]
9 Nov 2014, 5:00 am
PF Chang's CGL Insurer Seeks Declaratory Judgement on Data Breach Claim http://t.co/tKIw2toZ7j -> RIAA updates list of rogue piracy sites http://t.co/bNIaogssZU -> Mega-pirate Torrent Site Uses Google To Resurrect Taken Down Content http://t.co/U2pMXvqW0n – -> The CopyKat ….. [read post]
19 Aug 2022, 7:33 am
Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Eddy Chou Ameriprise Financial Services, LLC Wells Fargo Clearing Services, LLC Kara Gagnon Global Atlanticv Distributors, LLC MetLife Investors Distribution Company Johana Jimenez Igor Kislitsa PFS Investments Inc. [read post]
