Search for: "PRUDENT FIDUCIARY SERVICES, LLC" Results 21 - 36 of 36
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14 Jan 2019, 2:00 am by Jane Meacham, Contributing Editor
The question raised in the case is whether a service provider was an ERISA fiduciary because it had contractual discretion to set the rate of return. [read post]
27 Dec 2012, 3:45 am by Cynthia Marcotte Stamer
  Service providers or others with discretionary responsibiliity or that are investment managers of plan assets must be prudently selected based on careful credentialing and other procedures. [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
[ix] While healthcare services are expected to remain a key investment focus for many private equity firms, the risk of False Claims Act (“FCA”) exposure associated with such investments has also grown. [read post]
22 May 2012, 1:37 pm by Cynthia Marcotte Stamer
  Plan fiduciaries generally are required by ERISA 404 to invest prudently and for the exclusive benefit of plan participants and beneficiaries. [read post]
28 Jun 2012, 9:42 am by D. Daxton White
Certified fee-only financial advisors, on the other hand, are fiduciaries that owe their clients a duty to act in the best interest of the client. [read post]
2 Feb 2018, 8:57 am by Cynthia Marcotte Stamer
Department of Health and Human Services (HHS) Office for Civil Rights (OCR) to settle potential liability for potentially much higher Civil Monetary Penalties (CMPs) to OCR for Health Insurance Portability and Accountability Act (HIPAA) Privacy and Security Rules violation charges under a voluntary resolution agreement illustrates the need for group health plans and their employer and other sponsors, fiduciaries, and vendors to make HIPAA compliance a key priority… [read post]
9 May 2023, 9:01 pm by renholding
It would also seem prudent (though hopefully redundant) for the advance notice bylaw to require that any material information disclosed to the corporation pursuant to the bylaw or director questionnaires also be disclosed to stockholders promptly as part of the proxy statement or pursuant to Rule 14a-12 as a pre-filing solicitation.[8] It appears that nominating stockholders sometimes do not consider themselves bound by Rule 14a-12 until well after the date when notice of a nomination is… [read post]
28 Sep 2017, 2:41 pm by Kevin LaCroix
Postal Service (September 2014); National Oceanic and Atmospheric Administration (September 2014); White House (October 2014); State Department (November 2014); Department of Defense (April 2015); Internal Revenue Service (May 2015); The U.S. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
It is also increasingly being explored by civil society organizations and investors as a means by which investors can hold their investee companies to account where the market has been misled, to satisfy their fiduciary, stewardship and ESG-related obligations and commitments. [read post]
6 Nov 2018, 11:51 am by Samuel Cohen
., Carval Investors LLC and other funds that specialize in distressed debt were interested in opportunities to finance Argentine companies, particularly where traditional bank lending may be more difficult to come by following the “notebooks scandal“. [read post]