Search for: "Peirce"
Results 21 - 40
of 714
Sort by Relevance
|
Sort by Date
29 Feb 2024, 9:01 pm
Last year, the U.S. [read post]
12 Feb 2024, 1:09 pm
In an interesting aside, the SEC Release makes clear that a crypto automated market maker might have to register, which as Commissioner Peirce points out seems tantamount to registering a software protocol. [read post]
1 Feb 2024, 3:30 am
SEC Commissioner Hester Peirce. [read post]
31 Jan 2024, 9:12 am
”Commissioner Peirce’s dissents. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
25 Jan 2024, 4:05 am
Commission Peirce noted in her dissenting statement: “[t]he Commission has failed to identify a problem in need of a regulatory solution. [read post]
16 Jan 2024, 10:57 am
” Each of Commissioners Peirce and Uyeda issued statements in support of the SEC action. [read post]
11 Jan 2024, 7:19 am
” Commissioner Peirce countered: “[O]ur actions here have muddied people’s understanding of what the SEC’s role is. [read post]
10 Jan 2024, 9:02 pm
” Commissioner Peirce supported and largely used her statement to say ‘better late than never’ (not a quote!) [read post]
5 Jan 2024, 3:30 am
The SEC recently shot down the crypto exchange’s rulemaking petition (despite disagreement from Commissioners Peirce & Uyeda). [read post]
19 Dec 2023, 6:12 am
”Peirce, Uyeda statement. [read post]
17 Dec 2023, 9:01 pm
Peirce and Mark T. [read post]
12 Dec 2023, 6:04 am
”Commissioner Hester Peirce, however, echoed some of the themes raised by the IAC. [read post]
1 Dec 2023, 9:17 am
Peirce also couched her remarks in the context of larger goals. [read post]
29 Nov 2023, 7:55 am
I am deighted to pass along the announcement of the publication of (Anne Wagner and Sarah Marusek (eds)) Research Handbook on Legal Semiotics (Edward Elgar, 2023). [read post]
29 Nov 2023, 7:12 am
Commissioner Peirce was the sole vote against the new rule. [read post]
27 Nov 2023, 9:01 pm
SEC commissioners Hester Peirce and Mark Uyeda dissented from the settled proceeding because they believe that the internal accounting controls provisions do not apply to these facts. [read post]
15 Nov 2023, 3:15 am
This isn’t the first time the SEC has interpreted this statutory provision to cover non-accounting related controls, and it isn’t the first time that commissioners Peirce & Uyeda issued a dissenting statement on the SEC’s use of the statute in this manner. [read post]
6 Nov 2023, 5:30 am
At the time of its issuance, Commissioner Hester Peirce objected, stating that the SEC should have used a process that involved a public consultation, not an SAB, to make the accounting adjustment. [read post]
3 Nov 2023, 3:15 am
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
