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3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
12 Mar 2024, 6:28 am
Gensler has previously said that under current rules, brokers and advisers cannot address conflicts of interest through disclosure alone.Commissioner Hester Peirce questioned why the recommendation was changed from an earlier draft, particularly regarding the earlier version’s emphasis on disclosure versus mitigation of conflicts. [read post]
10 Mar 2024, 2:56 pm
SEC Commissioner Peirce pointed out that was a crazy broad term that might have included Covid or the next pandemic), .. subject to applicable one percent and de minimis disclosure thresholds, disclosed in a note to the financial statements; The capitalized costs, expenditures expensed, and losses related to carbon offsets and renewable energy certificates (RECs) if used as a material component of a business’ plans to achieve its disclosed climate related targets or goals, disclosed… [read post]
8 Mar 2024, 6:30 am
Peirce, U.S. [read post]
8 Mar 2024, 6:30 am
Peirce, U.S. [read post]
8 Mar 2024, 3:25 am
During the open meeting, Commissioner Peirce asked the SEC Staff whether the final rules preempt the requirements in California. [read post]
7 Mar 2024, 6:31 am
Peirce, U.S. [read post]
7 Mar 2024, 6:31 am
Peirce, U.S. [read post]
7 Mar 2024, 1:30 am
Here are supporting statements from SEC Chair Gary Gensler, Commissioner Crenshaw, and Commissioner Lizárraga, and the dissenting statements from Commissioner Peirce and Commissioner Uyeda. [read post]
5 Mar 2024, 9:05 pm
Public outcry following the failure of FTX, Celsius, and other cryptoasset platforms no doubt forced the commission’s hand to a certain degree.[1] Nevertheless, Commissioner Hester Peirce presciently characterized the 2022 rulemaking proposal as “expansive” enough to regulate cryptoasset platforms – a “Trojan Horse,” in the view of some commentators. [read post]
1 Mar 2024, 5:42 am
Commissioner Hester Peirce focused her remarks on the importance of letting investors decide how to invest their money. [read post]
29 Feb 2024, 9:01 pm
Last year, the U.S. [read post]
12 Feb 2024, 1:09 pm
In an interesting aside, the SEC Release makes clear that a crypto automated market maker might have to register, which as Commissioner Peirce points out seems tantamount to registering a software protocol. [read post]
1 Feb 2024, 3:30 am
SEC Commissioner Hester Peirce. [read post]
31 Jan 2024, 9:12 am
”Commissioner Peirce’s dissents. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
25 Jan 2024, 4:05 am
Commission Peirce noted in her dissenting statement: “[t]he Commission has failed to identify a problem in need of a regulatory solution. [read post]
16 Jan 2024, 10:57 am
” Each of Commissioners Peirce and Uyeda issued statements in support of the SEC action. [read post]
11 Jan 2024, 7:19 am
” Commissioner Peirce countered: “[O]ur actions here have muddied people’s understanding of what the SEC’s role is. [read post]
10 Jan 2024, 9:02 pm
” Commissioner Peirce supported and largely used her statement to say ‘better late than never’ (not a quote!) [read post]
