Search for: "Peter Merrill"
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23 Oct 2008, 6:51 pm
As reported by Aaron Lucchetti and Susanne Craig of The Wall Street Journal, Peter Kraus, Merrill's head of strategy, will not be staying on once the Bank of America acquisition is complete. [read post]
6 May 2008, 10:00 am
Peters 75,000 n/a 185,068 — 9,996 270,064 Joseph W. [read post]
1 Nov 2019, 4:53 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4892/securities-industry-commentator/Tower Research Capital Not Such a CFTC Bad Boy After E-Mini Fraud (BrokeAndBroker.com Blog)As behemoth brokerage firms go zero-commission on trades, advisors are concerned (CNBC.com by Andrew Osterland)Ex-Merrill broker-turned-RIA settles CE cheating allegations (On Wall Street by Kenneth Corbin)SEC Dismisses… [read post]
26 Apr 2024, 7:36 am
Livingston, of Austin, received the Judge Merrill Hartman Pro Bono Judge Award; Nathaniel Peter Holzer, of Corpus Christi, received the Frank J. [read post]
15 Apr 2024, 6:00 am
Carey Merrill was appointed as DEC’s first Deputy Commissioner for Risk and Innovation. [read post]
15 Apr 2024, 6:00 am
Carey Merrill was appointed as DEC’s first Deputy Commissioner for Risk and Innovation. [read post]
18 May 2007, 3:30 am
Of the four Merrill Lynch defendants in that case, only Mr. [read post]
4 Apr 2018, 7:33 am
Peter Andrew O’Hara Charles Schwab & Co, Inc. [read post]
15 Nov 2011, 2:05 pm
Merrill ………………………………………………………………………… 1055 COMMENT ON MERRILL ON THE LAW OF WASTE Richard A. [read post]
19 Mar 2007, 6:06 pm
Peter Lattman is reporting that the Fifth Circuit has struck down the class certification seeking to hold bystander banks liable in the Enron collapse (Feb. 9 and links therein). [read post]
11 Jun 2018, 9:01 pm
Campaign Finance Alabama: “John Merrill Questions Alabama Ethics Commission’s Waivers of Fines” by Mike Cason for AL.com Arizona: “Critics Slam Michele Reagan Over Election Funding Site ‘That Doesn’t Work’” by Dustin Gardiner for Arizona Republic Colorado: “Judge Dismisses Campaign Complaint Against Denver Council President, Saying State Law Doesn’t Apply to City” by Jon Murray for Denver Post Elections National:… [read post]
6 Apr 2007, 10:10 am
At the WSJ.com Law Blog, Peter Lattman reports here that Bill Lerach filed this cert. petition yesterday, asking the Supreme Court to review his Enron case concurrently with Stoneridge Investment Partners v. [read post]
24 Feb 2010, 7:57 am
New York: Peter Lang, 2004. [read post]
14 Nov 2013, 8:24 am
Merrill) (4th ed. [read post]
27 Jun 2014, 9:30 pm
Congratulations to graduate students Peter Price (Queen's University) and Mary Stokes (York University) for taking away honors! [read post]
31 Jul 2007, 9:29 pm
The combined firm will have 15,000 brokers, second only to Merrill Lynch (see above). [read post]
2 Nov 2017, 6:33 am
Peter Bresnan, a senior adviser to the director of enforcement, talked about evolution of the PCAOB’s oversight of the audits of broker-dealers, which came about as a result of the Dodd-Frank Act in 2010. [read post]
17 May 2012, 11:23 am
Floren, Joseph Floren, Merrill Lynch, Morgan Lewis, Overstock.com, Peter Melz, Redactions, Rolling Stone, Screw-Ups, Technology [read post]
20 Jun 2007, 6:47 pm
Merrill, Richard C. [read post]
8 Nov 2020, 6:40 am
Peter Mavrick is a Miami business litigation lawyer, and also represents clients in business litigation in Fort Lauderdale, Boca Raton, and Palm Beach. [read post]
