Search for: "Phillips v. Securities and Exchange Commission"
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2 Nov 2021, 1:41 pm
Heller and McDonald v. [read post]
21 Oct 2021, 9:03 pm
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
15 Oct 2021, 7:38 am
The Commission consists of nine Senators, nine Members of the House of Representatives, and five senior Administration officials appointed by the President. [read post]
3 Apr 2020, 6:03 am
Securities and Exchange Commission, on Saturday, March 28, 2020 Tags: Broker-dealers, COVID-19, Disclosure, Engagement, FSOC, Investment advisers, Investor protection, SEC, Securities regulation, Systemic risk, Virtual meetings Non-U.S. [read post]
8 Mar 2020, 9:01 pm
Securities and Exchange Commission, for example, likely could not use adjudication to require broker-dealers to file Form BD. [read post]
24 Feb 2020, 6:02 am
The ability of the Securities and Exchange Commission (SEC) to prosecute enforcement actions selectively through its own administrative proceedings is under constitutional attack in cases pending in the Fifth and Ninth Federal Judicial Circuits. [read post]
9 Aug 2019, 3:00 am
McConnell’s Campaign Locked Out by Twitter for Posting Critic’s Profanity-Laced Video Louisville Courier-Journal – Ben Tobin and Phillip Bailey | Published: 8/7/2019 After sharing a video of a profanity-laced protest, U.S. [read post]
17 Jan 2019, 7:10 am
Digital Realty Trust, Inc. v. [read post]
9 Dec 2018, 9:35 pm
Francisco lists a variety of agencies—including the Securities and Exchange Commission and the Consumer Product Safety Commission—that issue rules that Congress has chosen to make it a crime to violate. [read post]
24 Aug 2018, 4:32 am
” Briefly: For The Wall Street Journal, Gabriel Rubin reports that “[t]he Securities and Exchange Commission said it plans to rehear dozens of cases that were pending before its in-house administrative-law judges, following a June Supreme Court ruling[, in Lucia v. [read post]
8 Aug 2018, 1:51 pm
Federal Election Commission. [read post]
19 Jun 2018, 4:00 am
At Bloomberg, Greg Stohr reports that the justices “agreed to consider narrowing the nation’s securities-fraud laws, accepting an appeal from an investment banker found by the Securities and Exchange Commission to have duped investors about a startup company’s financial condition. [read post]
24 Feb 2018, 5:57 am
Phillip Carter highlighted three important questions for civil-military relations under and after the Trump administration. [read post]
6 Feb 2018, 7:24 am
China Economic and Security Review Commission was created on October 30, 2000 by the Floyd D. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Tags: Capital formation, Conflicts of interest, Disclosure, EDGAR, Exchange-traded funds, Financial reporting, Investment advisers, Investment Company Act, Investor protection, SEC, Securities regulation, Transparency Do Professional Norms in the Banking Industry Favor Risk-taking? [read post]
19 Sep 2017, 10:38 am
The group officially holds $28.6 billion offshore.The proliferation of tax haven abuse is exacerbated by lax reporting laws that allow corporations to dictate how, when, and where they disclose foreign subsidiaries, allowing them to continue to take advantage of tax loopholes without attracting governmental or public scrutiny.Consider:-A Citizens for Tax Justice analysis of 27 companies that disclose subsidiary data to both the Securities and Exchange Commission (SEC) and… [read post]
29 Jul 2017, 5:32 pm
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
26 Jun 2017, 4:17 pm
The company argued that his claims could not go forward because he had not complained to the Securities and Exchange Commission, as the Dodd-Frank Act’s definition of “whistleblower” requires. [read post]
27 Mar 2017, 12:06 pm
And in Snyder v. [read post]
24 Mar 2017, 10:16 am
This verdict from New Mexico, affirmed on appeal by the 10th Circuit, awarded the Securities and Exchange Commission (“SEC”) a disgorgement award of $34.9 million, plus $18.1 million in prejudgment interest, and a penalty of $2.4 million for Charles R. [read post]
