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30 Jul 2010, 3:52 pm
Esckilsen is a Managing Director in the General Counsel Department at Piper Jaffray’s Minneapolis headquarters. [read post]
7 Jun 2010, 7:22 pm
By agreeing to settle, Piper Jaffray is not admitting to or denying FINRA’s charges. [read post]
2 Jun 2010, 6:32 am
eDiscovery News Context for Applying Discovery A Practice Point in Agreeing to the Form of Production - http://tinyurl.com/26uofet Be prepared to Disclose Electronic Data in Bullying and Harassment Disputes - http://bit.ly/cRNFyD Canadian Lawyer: In-House E-Discovery Roundtable Video - Dealing With Proportionality - http://tinyurl.com/2b3oxgw Data Accuracy the Next Frontier in Criminal Justice - http://tinyurl.com/24q7upq Don't Box ECA - Early Case Assessment Precedes E-Discovery by George… [read post]
2 Jun 2010, 3:29 am
Bancorp Piper Jaffray Inc. offered certain high net worth employees the opportunity essentially to borrow money and, with that borrowed money, invest in a U.S. [read post]
25 May 2010, 7:59 am
On May 11, 2010, Piper Jaffray & Co. [read post]
25 May 2010, 5:47 am
Read FINRA’s action against Piper Jaffray here. [read post]
24 May 2010, 1:12 pm
Piper Jaffray also failed to inform FINRA of its email retention and retrieval issues,... [read post]
15 Apr 2010, 7:35 pm
MedQuist was represented by Lazard, Piper Jaffray & Co., and Wachtell, Lipton, Rosen & Katz. [read post]
7 Apr 2010, 10:54 am
News items continue to pile up suggesting that the FTC is likely to challenge Google’s acquisition of mobile application and website advertising provider, AdMob. [read post]
11 Feb 2010, 11:38 am
“The iPhone is already changing the way carriers and manufacturers behave,” says Michael Olson, a securities analyst at Piper Jaffray (emphasis author’s). [read post]
7 Jan 2010, 10:48 pm
The objection attaches a letter from Grey Mountain's managing partner asserting that Oldcastle has "engaged in extremely aggressive tactics to damage Arch’s business" since the bankruptcy filing and questioning "[i]f Oldcastle has a bona fide interest in acquiring the company, what have they been doing since December 7 when they were first formally solicited by Piper Jaffray? [read post]
25 Nov 2009, 5:28 pm
From 2007 until this July, Uppal worked in Piper Jaffray & Co. [read post]
9 Oct 2009, 12:05 pm
O'Neill and Piper Jaffray & Co. [read post]
30 Sep 2009, 12:52 pm
There is evidence in Securities and Exchange Commission (SEC) settlements and Congressional testimony that Piper Jaffray, Goldman Sachs, and other investment banking firms also engaged in spinning. [read post]
25 Sep 2009, 7:54 am
., UBS AG, and Piper Jaffray & Co. [read post]
21 Sep 2009, 12:54 pm
Piper Jaffray Inc., CA2, 148 F.3d 197It was considered "black letter law" that a court would not vacate an arbitrator's award for errors of law or fact committed by the arbitrator. [read post]
18 Sep 2009, 8:34 am
Neither Grant Thornton nor Piper Jaffray contributed to the settlement. [read post]
3 Feb 2009, 5:57 am
., UBS AG, and Piper Jaffray & Co. [read post]
11 Aug 2008, 9:20 pm
., Piper Jaffray , SunTrust Capital Markets , and Bank of America Securities as well as Morgan Stanley, JP Morgan and Wachovia Securities. [read post]
31 Jul 2008, 7:03 pm
So, it looks like it was only when the public ARS market dried up completely that banks like UBS, Goldman Sachs, and Piper Jaffray simply had to stop buying: their inventories were overflowing to the tune of billions of dollars worth of this illiquid paper. [read post]
