Search for: "Principal Financial Group" Results 21 - 40 of 3,527
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7 Apr 2024, 9:19 am
  I was delighted to have been invited to participate in the Asser Institute: Center for International and European Law & University of Amsterdam Law School-[Spring Academy] Technologies of sustainability due diligence: Digital tools and global value chain regulations which takes place in The Hague,  Netherlands from 8-12 April 2024. [read post]
3 Apr 2024, 9:30 pm by ernst
These private-federal partnerships increasingly sought to commodify student loans on financial markets, thereby tethering access to higher education to previously excluded groups to market incorporation.Exposing the Masculinist Narrative in Federal Antislavery Law: A History of U.S. v. [read post]
2 Apr 2024, 12:44 pm by Eleanor Vaida Gerhards
  The North American Securities Administrators Association’s (“NASAA”) Franchise and Business Opportunities Project Group told us at the 2022 ABA Forum on Franchising Annual Meeting that it was focused on evaluating a model for third party franchise seller registration. [read post]
29 Mar 2024, 7:28 pm
While this NAP addresses the full range of RBC issues for U.S. businesses operating and investing abroad, it focuses principally on the business responsibility to respect human rights, including through effective due diligence in a rapidly changing risk environment. . . [read post]
26 Mar 2024, 9:01 pm by renholding
” Specifically, Section 1071(e) requires financial institutions to request 13 particular data points from businesses, such as the race, sex, and ethnicity of the principal owners of the business. [read post]
26 Mar 2024, 12:13 pm by The White Law Group
The post Principal Securities Lawsuit Alleges Churning  appeared first on The White Law Group. [read post]
26 Mar 2024, 6:12 am by Greg Lambert and Marlene Gebauer
In the latest episode of “The Geek in Review,” hosts Greg Lambert and Marlene Gebauer sat down with Karen Dunn Skinner and David Skinner, the dynamic duo behind Gimbal Consulting. [read post]
26 Mar 2024, 2:38 am by CMS
The Claimants were successful on appeal to the Court of Appeal and, thereafter, the Bank appealed to the Supreme Court in February 2017 (Akers and others  v Samba Financial Group [2017] UKSC 6). [read post]
25 Mar 2024, 4:00 am by jonathanturley
As with Murthy, the Vullo case captures one of the principal tactics used by the anti-free speech movement in attacking the advertisers and businesses of targeted individuals and groups. [read post]
19 Mar 2024, 6:08 pm
Rather after 2014 it arose again in the form of the creation of the Open Ended Inter-Governmental Working Group on transnational corporations and other business enterprises with respect to human rights, “whose mandate shall be to elaborate an international legally binding instrument to regulate, in international human rights law, the activities of transnational corporations and other business enterprises. [read post]
18 Mar 2024, 12:31 pm by Anthony D. Romero
The principal issue at stake in this case is one in which the ACLU deeply believes: preventing government blacklists of advocacy groups. [read post]
18 Mar 2024, 4:00 am by Michael C. Dorf
Second, his conclusion that the Willis/Wade relationship created the appearance of impropriety was a non sequitur in light of his principal conclusion. [read post]
15 Mar 2024, 4:19 pm by Geoff Schweller
In this case, the whistleblower learned of the misconduct in their role where their principal duties involved compliance and/or audit responsibilities. [read post]
12 Mar 2024, 11:55 am by skbhtg
Where a person lacks some, but not all capacity to manage their personal or financial affairs, it may be appropriate to name a limited guardian. [read post]
12 Mar 2024, 6:43 am by CMS
The principal issue was whether the services provided by Target qualified for exemption under the Value Added Tax Act 1994, Group 5, items 1, 2, 2A and 8 of Schedule 9. [read post]
11 Mar 2024, 7:14 am by The White Law Group
”    Since May 2023, Pocius has reportedly been associated with another FINRA member firm, Great Point Capital and registered as a General Securities Representative and General Securities Principal. [read post]
8 Mar 2024, 3:00 am by Jim Sedor
Haley has made clear she does not want to serve as Trump’s vice president or run on a third-party ticket arranged by the group No Labels. [read post]