Search for: "Principal Funds Distributor, Inc." Results 21 - 40 of 49
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6 May 2014, 8:43 am by Ed. Microjuris.com Puerto Rico
.; the representation of the DIP Lender and purchaser of the assets in In re Newcomm Wireless Services, Inc., the representation of Pueblo, Inc. in the acquisition of the Pueblo Supermarkets chain in In re Nutritional Sourcing Corporation, and the representation of the Puerto Rico Tourism Development Fund in the complex litigations concerning the Cayo Largo Hotel project in Fajardo, Puerto Rico. [read post]
5 Dec 2013, 10:54 pm by Cathy Siegner
Funding the study was Bioniche Life Sciences, Inc., of Belleville, ON. [read post]
19 Oct 2013, 10:49 am by Adam Weinstein
  CAPCO served as the principal underwriter and distributor of shares of the Capstone Church Capital Fund (Capstone Fund). [read post]
17 Jul 2012, 8:46 am by Max Kennerly, Esq.
Neither of these events happen all that often, and the cost would be passed on to consumers, making the question: would you mind paying a little bit more for your lawnmower to set up a fund for children who lost part of their leg, sometimes much more, after being run over by riding lawnmower? [read post]
31 Mar 2012, 8:17 pm
Patricia Collantes was fined $8,000 and suspended from association with any FINRA member in any principal capacity in relation to findings that while acting as Operating Manager at Citigroup Global Markets Inc. in Palo Alto, California, Ms. [read post]
23 Jan 2012, 3:00 am by Peter A. Mahler
., Inc., 2011 NY Slip Op 33256(U) (Sup Ct Queens County Nov. 3, 2011).Adelstein involves a family-owned distributor of specialty foods called Finest Food. [read post]
25 Jul 2011, 10:19 am
Lured with true tales of weight lost and health regained, they begin to uncover hidden sides of animal agriculture and soon start to wonder whether solutions offered in films like Food, Inc. go far enough. [read post]
20 Sep 2010, 7:28 am by Steven M. Taber
“All pesticide distributors—discounters and high-end retailers alike—must comply with the law. [read post]
30 Jun 2010, 7:14 pm by Angel Reyes
Foreside Fund Services, LLC is the distributor of the AdvisorShares ETFs. [read post]
26 Mar 2010, 11:24 am
  Defendants were officers of Columbia Funds Distributor, Inc., which served as principal underwriter for Columbia mutual funds. [read post]
11 Mar 2010, 2:25 pm by Madelaine Lane
  These funds are held in trust by the distributors and remitted to the Committee on a periodic basis. [read post]
11 Mar 2010, 12:54 pm by N. Peter Rasmussen
Columbia Distributor acted as the principal underwriter and distributor of over 140 mutual funds in the Columbia mutual fund complex. [read post]
The plan also builds on “working groups” that have been in existence within the Enforcement Division for a number of years in areas such as hedge funds and the FCPA. [read post]
22 Dec 2009, 7:39 am by John W. Arden
The decision is F&C Flooring Distributors, Inc. v. [read post]
1 Dec 2009, 10:24 am by Christina D. Frangiosa
On November 13, 2009, the parties to the Author’s Guild, Inc. v. [read post]
18 Jul 2009, 7:31 am
The financial crisis, the new administration, new SEC leadership, increased funding and the focus of Congress and the media have all combined to encourage heightened government scrutiny. [read post]
25 May 2009, 5:20 pm
(The IP Factor) Israel Patent Office practice regarding legal expenses in oppositions (The IP Factor)   New Zealand New Zealand launches second ACTA consultation (Michael Geist)   United Kingdom EWHC request for summary judgment denied - OHIM-IPO class heading conflict case: Daimler v Sany (IPKat)   United States US General Trade secret litigation on the rise against laid off employees (Silicon Valley IP Licensing Law Blog) Seeking and justifying attorney fee awards may be… [read post]