Search for: "Puerto Rico Financial Institutions Commissions"
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20 Oct 2020, 8:28 am
While every business certainly chooses to use this form of protection for different reasons, their reasoning largely focuses on a few key advantages trade secrets have over other forms of intellectual property: Ubiquity and Flexibility — Virtually every business already has trade secrets, such as core computer programs, marketing lists, or financial information. [read post]
1 Sep 2020, 12:00 pm
., author of Descubrimiento de información electrónica en Puerto Rico DON’T SAY WE DIDN’T WARN YOU! [read post]
24 Apr 2020, 3:00 am
Shalala’s office said the she and her financial adviser made a mistake. [read post]
27 Mar 2020, 3:38 pm
Members of Congress also include members of the Senate, the House, Delegate to the House, and the Resident Commissioner of Puerto Rico. [read post]
19 Jan 2020, 12:48 pm
Among them are Argentina, Lebanon, Venezuela, Italy (maybe) and, locally, Puerto Rico. [read post]
18 Oct 2019, 3:00 am
The Department of Justice and the Puerto Rico Innovation and Technology Service are still ironing out technical issues with the registry. [read post]
16 Oct 2019, 3:55 am
” Yesterday, the justices heard argument in Financial Oversight Board for Puerto Rico v. [read post]
20 Sep 2019, 3:00 am
Lobbyist Registry May Become Available This Week Weekly Journal – Giovanna Garolfalo | Published: 9/18/2019 The Puerto Rico Department of Justice is expected to launch its digital platform to register lobbyists soon. [read post]
13 Sep 2019, 3:00 am
FEMA Officials Accused of Bribery, Fraud in Hurricane Maria Relief MSN – Rick Jarvis (USA Today) | Published: 9/10/2019 Two former officials of the Federal Emergency Management Agency (FEMA) and the former president of an energy contractor were arrested, accused of bribery and wire fraud while trying to restore electricity to Puerto Rico in the wake of Hurricane Maria. [read post]
8 Aug 2019, 9:05 pm
Regulators from ten states and Puerto Rico launched an investigation of the payroll cash advance industry. [read post]
2 Aug 2019, 9:10 am
Only 6% of the complaints were under Sarbanes-Oxley and only 2% were under the Consumer Financial Protection Act. [read post]
23 Jul 2019, 9:30 am
The company also has agreed to pay $175 million to 48 states, the District of Columbia and Puerto Rico, as well as $100 million to the CFPB in civil penalties. [read post]
23 May 2019, 12:28 pm
NASAA has 67 members, including the securities regulators in all 50 states, the District of Columbia, Puerto Rico, and the U.S. [read post]
2 May 2019, 9:05 pm
But a second infection is often very severe—making the vaccine “an important step” in addressing the impact of dengue in tropical regions like Puerto Rico and the U.S. [read post]
31 Jan 2019, 2:03 pm
John Reed Stark As cybersecurity has become an increasingly important consideration for all corporate operations, one of the most pernicious problems has been the rise of so-called “ransomware” attacks – that is, systems breaches in which hackers take control of corporate networks and demand ransom payments as a condition of unlocking the systems. [read post]
15 Jan 2019, 6:51 pm
It represents a shifting of coercive power from the external-the state, the police, and the institution to the internal-the individual and the private. [read post]
15 Jan 2019, 10:24 am
Our Puerto Rico investor fraud lawyers have been working with retail investors, small business owners, and institutional investors on the island and the mainland to bring their securities arbitration claims before the Financial Industry Regulatory Authority (FINRA). [read post]
21 Nov 2018, 10:57 am
.), a former UBS Financial Services of Puerto Rico (UBS-PR) broker, has pleaded guilty to criminal charges accusing him of defrauding investors while making over $1 million in improper commissions through the sale of Puerto Rico closed-end funds. [read post]
5 Oct 2018, 1:39 pm
Indeed, the fall of Lehman Brothers, Bear Stearns and other financial institutions, which caused deep losses in the retirement accounts of Mom and Pop investors, did not result in a single prosecution of the wrongdoers who misled investors and hurt their own firms and shareholders. [read post]
26 Sep 2018, 1:06 am
The US Securities and Exchange Commission is ordering TD Ameritrade Inc. [read post]
