Search for: "Questar Capital Corporation"
Results 21 - 36
of 36
Sorted by Relevance
|
Sort by Date
24 Jun 2013, 7:26 am
According to FINRA BrokerCheck Report, during the relevant time, Kelly worked with Woodburry Financial Services, WPR Investments from 10/2006-11/2009, and Questar Capital Corporation from 10/2009-10/2010. [read post]
7 Jun 2013, 3:02 pm
Mr Saviao worked with Questar Capital Corporation from 12/2006-07/2012 and Usuallianz Securities from 04/2004-12/2006. [read post]
26 Aug 2015, 7:56 am
From 2000, until July 2006, Kosanke was registered with Questar Capital Corporation. [read post]
10 Jan 2012, 2:46 pm
In 2009, FINRA found that Questar Capital Corporation included misleading information on John Saldutte’s U-5 after terminating him as a registered rep. [read post]
6 Oct 2018, 10:08 am
From December 2006 until August 2017 Michna was associated with Questar Capital Corporation. [read post]
14 Nov 2017, 8:18 am
According to his FINRA BrokerCheck report, Veron was registered with Questar Capital Corp. in Lake Charles, LA from September 2013 until February 2017 when he was discharged for failing to “report an outside business activity on a timely basis in violation of firm policies and procedures for an affiliated firm of the RIA. [read post]
4 Apr 2016, 10:30 am
From September 2013 until July 2014, Hayne was registered with Questar Capital Corporation. [read post]
29 Sep 2019, 5:32 am
From December 2006 to December 2018, Crane was associated with Questar Capital Corporation. [read post]
8 Jan 2013, 6:31 am
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
15 Sep 2013, 11:04 am
Thereafter, from December 2006 until July 2007, Saviano was a registered representative of Questar Capital Corporation. [read post]
4 Apr 2011, 9:02 am
$3,632,000 The Private Consulting Group (Closed March 2009) $3,580,000 Questar Capital Corp [read post]
16 Dec 2010, 8:46 am
$3,632,000 The Private Consulting Group (Closed March 2009) $3,580,000 Questar Capital Corp [read post]
15 Dec 2014, 6:28 am
In re Target Corporation Customer Data Security Breach Litigation (“ In re Target”), 2014 WL 6775314 (U.S.District Court for the District of Minnesota 2014). [read post]
31 Mar 2012, 8:17 pm
Kim Nazarek, formerly with Questar Capital Corporation, Inc., in Santa Rosa, California, was fined $25,000 and suspended from association with any FINRA member in any capacity for one year in association with findings that he conducted a number of retirement seminars without prior approval that contained false and misleading statements. [read post]
13 Nov 2020, 3:03 am
He then switched to Questar Capital Corporation located in Phoenix, Arizona from December 1999 until February 2006. [read post]
13 Nov 2020, 3:03 am
He then switched to Questar Capital Corporation located in Phoenix, Arizona from December 1999 until February 2006. [read post]
