Search for: "RAYMOND LYNCH" Results 21 - 40 of 166
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5 Mar 2022, 7:43 am by John Floyd
There have been nearly 5,000 documented lynchings and probably at least another 5,000 not documented. [read post]
22 Sep 2020, 4:00 am by Comunicaciones_MJ
Siendo un jurista negro, conservador, graduado de Yale, el nominado realizó un discuros ante el Senado una vez se escuchó el testimonio de Anita Hill: …from my standpoint, as a black American, as far as I’m concerned it is a high-tech lynching for uppity blacks who in any way deign to think for themselves, to do for themselves, to have different ideas, and it is a message that unless you kowtow to an old order, this is what will happen to you… Thomas no… [read post]
29 Jul 2020, 12:20 pm by Silver Law Group
  Grizelle Perez   USC Securities LLC   Sanders Morris Harris LLC   John Wyshak   Raymond James & Associates, Inc. [read post]
6 Jun 2020, 6:20 am
It would be a disgrace for the Congress of the United States to declare that a bruise is lynching, that an abrasion is lynching, that any injury to the body, no matter how temporary, is on par with the atrocities done to people like Emmett Till, Raymond Gunn, and Sam Hose, who were killed for no reason, but because they were black. [read post]
20 May 2020, 2:25 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bressman, Michael   FCG Advisors, LLC   Merrill Lynch, Pierce, Fenner & Smith Inc   Dannenberg, Stephanie   Dineen, Mary Ann   UBS Financial… [read post]
8 May 2020, 9:47 am by Silver Law Group
  Yee Yee Htwe   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Farmers Financial Solutions, LLC   Randy Jackson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   E*Trade Securities LLC   Scott Levine   Craft Capital Management LLC   PHX Financial, Inc. [read post]
3 Jan 2020, 4:30 am by Tom Kosakowski
Meanwhile, pre-conference trainings are starting to fill up.Monday, March 30Opening ExperienceMary Rowe Honorary Keynote Address [TBA]Concurrent Session Block OneOmbuds Guide: When Visitor Concerns Include DMs, Subtweets, or Going Viral, Breanne Taylor (Emerging)Ombuds Service Database Design, Analysis, & Visualization, Lisa Yamagata-Lynch (Emerging)Breaking in & Breaking Out: Opening a New Ombuds Office as an Outsider, Amanda Dean, Reese Ramos, Mark Patterson, Tom Kosakowski… [read post]
24 Dec 2019, 8:12 am by Silver Law Group
Previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), A. [read post]
26 Nov 2019, 7:12 am by Silver Law Group
  Raymond James & Assoc   Southwest Securities Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
26 Nov 2019, 6:50 am by Silver Law Group
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles   Suntrust Investment Services, Inc   JP Morgan Securities   Bingham, Daniel   Essex Securities   Investors Capital Corp   Devaney, Patrick… [read post]
8 Nov 2019, 12:19 pm by Renae Lloyd
Merrill Lynch & Raymond James Sanctioned for Alleged 529 Plan Violations According to the Financial Industry Regulatory Authority (FINRA), Merrill LynchRaymond James & Associates and Raymond James Financial Services have reportedly agreed to pay a combined $12 million in restitution to customers for alleged 529 savings plan violations. [read post]
1 Nov 2019, 4:53 am
featured in today's Securities Industry Commentator:SEC Division of Enforcement 2019 Annual Report (SEC Release)In]Securities Guest Blog: Wishin' I Was Stoned by Aegis Frumento Esq (BrokeAndBroker.com Blog) FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc., Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. to Pay More Than $12 Million in Restitution to Customers for Supervisory Failures Involving 529 Plan Share… [read post]
22 Oct 2019, 12:22 pm by Silver Law Group
  Ameriprise Financial Services   NBC Securities   Jeffrey Lundstrom   Signator Investors, Inc   Transamerica Financial Advisors   Uriah Mitchell   JP Morgan Securities   Raymond Montchal   Morgan Stanley   Citigroup Global Markets   Robert Neuedorf   David Lerner Associates   Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases through FINRA… [read post]