Search for: "REGULATORY INSURANCE SERVICES, INC." Results 21 - 40 of 1,498
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6 Jan 2020, 2:12 pm by Silver Law Group
In July 2019, the Financial Industry Regulatory Authority (FINRA), suspended Linda Zara (a/k/a Linda Zaramontoya) (CRD# 2322009) of Summit Brokerage Services, Inc. in Boca Raton for “borrow[ing] $44,292 from a 94 year old member firm customer without providing prior notice to, or obtaining prior written approval from her firm. [read post]
24 Mar 2021, 11:38 am by Kaufman Dolowich Voluck
On March 3, 2021, DFS announced that it had entered into a settlement with a mortgage lender, Residential Mortgage Services Inc. [read post]
17 Sep 2021, 1:02 pm by Silver Law Group
Waterdrop is a Chinese company founded in 2016 that operates medical crowdfunding platforms and provides online insurance brokerage services. [read post]
1 Mar 2013, 10:04 pm by Cynthia Marcotte Stamer
“Premier Insurance Services knowingly violated the most basic labor laws to make a profit at the expense of their employees. [read post]
21 Sep 2014, 9:15 am by Mark S. Humphreys
The Northrop team is affiliated with Long and Foster Real Estate Inc., the largest independent brokerage in the country. [read post]
8 Feb 2024, 10:24 am by Kaufman Dolowich
Russell previously served as the Chief Legal & Compliance Officer for Vengroff Williams, Inc. and its subsidiaries, a global financial services firm, and was also Sr. [read post]
11 Dec 2023, 5:05 am by Rob Robinson
Companies across the pharmaceutical landscape are adapting to this new environment, including Amgen Inc., whose $43 billion takeover of Seagen Inc. faces a rigorous FTC review. [read post]
24 Sep 2009, 12:38 pm
The withdrawal and realignment is taking place in sequel to the Manulife Financial Corporation acquisition of John Hancock Financial Services, Inc. in 2004. [read post]
2 Feb 2021, 8:41 am by Silver Law Group
According to Kulch’s CRD Report, he was also operating Kulch Associates Inc., a tax preparation service, and Kulch Insurance Group LLC. [read post]
26 Jun 2009, 8:39 am
  The move comes after the Venezuelan government recently expropriated more than 300 service vessels and more than 70 gas processing units belonging to foreign companies, including Tidewater, Inc. and Exterran Holdings, Inc. [read post]
18 Sep 2008, 4:41 pm
  The coordination of the regulatory schemes is facilitated, in part, by the National Association of Insurance Commissioners. [read post]
2 May 2024, 12:35 pm by The White Law Group
  He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]