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3 Feb 2021, 2:30 pm
(So 49 out of 195 trading below their IPO price were sued.) [read post]
28 Jan 2021, 2:11 pm
Rigrodsky & Long, P.A. field 23 complaints (of which RM Law P.C. joined as co-counsel on 22); Pomerantz LLP was involved in 17 complaints; and the Rosen law firm was involved in 11 complaints. [read post]
14 Jan 2021, 6:05 am
” RM: The much awaited “foreseeable harm” decision from the D.C. [read post]
24 Dec 2020, 7:27 am
While RMS can appear in people of all ages, it most often affects children. [read post]
22 Dec 2020, 9:43 am
We recommend firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process and a template for the assessment and documentation. [read post]
26 Nov 2020, 8:57 am
Article 28 of MiFIR requires investment firms to conclude transactions in some derivatives on regulated markets (RMs), multilateral trading facilities (MTFs), organised trading facilities (OTFs) or third-country trading venues established in jurisdictions for which the European Commission has adopted an equivalence decision. [read post]
9 Jun 2020, 12:26 pm
[ii] Nearly one out of every 11 United States publicly traded companies faced a securities lawsuit in 2019. [read post]
1 Jun 2020, 9:43 am
REITS Two customer complaints allege the unsuitable sale of REITs (Real Estate Investment Trusts), which are often illiquid, non-traded, and involve significant risk. [read post]
3 Jan 2020, 3:00 am
Tensions have grown between Washington and Beijing in recent years amid trade disputes, clashes over democracy and human rights, and disagreements over China’s efforts to expand its influence around the world. [read post]
22 Jul 2019, 4:23 am
RM – Aug – The Down and Dirty of Insider Trading Insider Trading in Texas Insider trading has gotten a lot of coverage in the media over the last few years. [read post]
19 Jul 2019, 2:21 pm
Marino – RM Stark & Co. [read post]
4 Jul 2019, 9:30 am
The U.S. provides this environment, and that is why so many people come to the U.S. to create a business or to practice their trade. [read post]
21 Mar 2019, 4:32 am
Article 23 of MiFIR requires investment firms to conclude transactions in shares admitted to trading on a regulated market (RM) or traded on an EU trading venue on: (i) RMs, (ii) multilateral trading facilities, (iii) systematic internalisers; or (iv) third-country trading venues assessed as equivalent by the European Commission. [read post]
2 Apr 2018, 2:05 pm
Binns sued over his depiction in the movie, under a 1903 N.Y. statute prohibiting the unconsented use of a person’s name or likeness “for advertising purposes or for purposes of trade. [read post]
17 Feb 2018, 1:55 pm
Nor has Chinese efforts to develop its own alternative foundation for global trade within its One Belt One Road Initiative (e.g., here, here, and here). [read post]
15 Dec 2017, 9:01 am
We recommend that firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process as well as a template for the assessment and documentation. [read post]
15 Dec 2017, 9:01 am
We recommend that firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process as well as a template for the assessment and documentation. [read post]
13 Oct 2017, 4:41 pm
The price of DNO stock decreased by 4.1% on the first trading day after the publication of Ms Becker’s article. [read post]
30 Apr 2017, 2:09 am
However, there is nothing to prohibit UK trade in sovereigns which were minted elsewhere. [read post]
13 Mar 2017, 3:10 am
* Trade Marks Case Guide (1st Ed: 2017)The Hearings and Mediation Group (HMG) at IPOS has recently released a new resource for IP practitioners acting for clients in contentious trade marks proceedings before the registrar at IPOS. [read post]
