Search for: "ROBINHOOD FINANCIAL LLC"
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21 Dec 2020, 10:32 pm
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
28 Jan 2021, 9:54 am
El Tribunal Federal para el Distrito Sur de Nueva York recibió hoy una demanda de clase contra Robinhood Financial LLC, Robinhood Markets LLC y Robinhood Sucurities LLC. [read post]
21 Dec 2020, 2:43 pm
Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
19 Jan 2024, 11:52 am
In 2019, the Financial Industry Regulatory Authority (FINRA) reportedly sanctioned Robinhood Financial with a $1.5 million fine for allegedly failing to ensure investors received the best prices on securities orders. [read post]
15 Aug 2022, 3:31 am
A Washington State District Court has denied Robinhood Financial LLC’s (“Robinhood”) motion to dismiss a class action text lawsuit. [read post]
1 Jul 2021, 9:15 am
Iorio Altamirano LLP is investigating claims on behalf of Robinhood Financial LLC (“Robinhood”) customers who were approved to trade options by Robinhood but did not satisfy eligibility requirements. [read post]
17 Dec 2020, 6:01 am
The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
30 Jun 2021, 6:16 pm
The Financial Industry Regulatory Authority (FINRA) on Wednesday levied $57 million in fines against Robinhood Financial LLC. [read post]
5 Aug 2021, 12:33 pm
” Robinhood has previously come under scrutiny for Tenev’s lack of FINRA registration, and took the public position that Tenev is the CEO of Robinhood Markets Inc., which is simply the holding company for the brokerage entity Robinhood Financial LLC. [read post]
22 Feb 2022, 9:47 am
Robinhood Financial LLC, 2021 WL 6882392, No. 21-cv-01013-SVK (N.D. [read post]
17 Feb 2021, 6:22 am
Even before Robinhood Financial LLC entered the spotlight late last month for having halted trading in Game Stop during that company’s unprecedented short squeeze, Robinhood had already been charged with allegedly violating state securities laws in connection with its business practices. [read post]
17 Dec 2020, 6:54 am
From the SEC press release (here): The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing... [read post]
1 Feb 2021, 10:14 am
Iorio Altamirano LLP is investigating claims of market manipulation and breach of contract after Robinhood Markets, Webull Financial LLC, T.D. [read post]
10 May 2021, 7:09 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
29 Jan 2021, 8:04 am
Robinhood Financial LLC, January 28, 2021).Shares of GameStop had risen dramatically from a close of $18.84 on December 31 to a high of $482.85 on January 27, fueled by calls on Reddit’s "Wall Street Bets" online forum for retail traders to squeeze hedge fund Melvin Capital for taking an allegedly 100 percent short position in GameStop stock. [read post]
5 Feb 2021, 10:33 am
Robinhood Financial LLC; Robinhood Securities LLC; Robinhood Markets, Inc.; and Does 1-10, Defendants (Complaint) FULL TEXTSouth Korean boy investor with 43% gains is new retail trading icon (Reuters.com by Cynthia Kim)Schottenstein Family Affair Yields About $20 Million FINRA Arbitration Award (BrokeAndBroker.com Blog)SEC Initial Decision Sanctions Improper Professional Conduct by CPAsIn the Matter of Anton & Chia, LLP, Gregory A. [read post]
21 May 2021, 10:47 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
11 Apr 2023, 6:24 am
(NASAA) in settling with Robinhood Financial LLC for $10.2 million. [read post]
7 Jan 2022, 11:54 am
Robinhood Financial, LLC, Robinhood Securities, LLC, and Robinhood Markets, Inc. [read post]
11 Dec 2020, 7:08 am
Ameriprise Financial Services, LLC and Li-Lin Hsu, Respondents (FINRA Arbitration Award)... [read post]
