Search for: "ROBINHOOD FINANCIAL LLC"
Results 21 - 40
of 63
Sort by Relevance
|
Sort by Date
30 Jun 2021, 8:50 am
On June 30, 2021, the Financial Industry Regulatory Authority (“FINRA”) announced that it ordered Robinhood Financial LLC to pay approximately $70 million for systemic supervisory failures and significant harm suffered by millions of customers. [read post]
25 Jun 2021, 7:19 am
The SEC Says Sponsored Research Didn't Disclose It Was Paid For (BrokeAndBroker.com Blog)FINRA Sanctions Robinhood Financial LLCIn the Matter of Robinhood Financial LLC, Respondent (FINRA AWC)FINRA Bars Rep for Using Imposter for Regulatory Element CEFINRA Department of Enforcement, Complainant, v. [read post]
1 Jun 2021, 9:43 am
Both regulators have exacted enforcement settlements from a major gamification platform, Robinhood Financial, LLC, for best execution violations and related supervisory failures. [read post]
21 May 2021, 10:47 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
10 May 2021, 7:09 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
5 May 2021, 4:15 am
On March 31, 2021, Ice Cube (also known as O’Shea Jackson, Sr.) filed a lawsuit against Robinhood Financial LLC, and Robinhood Markets, Inc., financial services... [read post]
5 May 2021, 4:15 am
On March 31, 2021, Ice Cube (also known as O’Shea Jackson, Sr.) filed a lawsuit against Robinhood Financial LLC, and Robinhood Markets, Inc., financial services providers, alleging Lanham Act violations as well as violations of California law, including misappropriation of likeness and unfair competition. [read post]
14 Apr 2021, 8:00 am
Robinhood Financial, LLC, Respondent (FINRA Arbitration Award)... [read post]
18 Mar 2021, 8:09 am
Bogan believes, however. that the gamification of investing, which has been pioneered by Robinhood, is not a responsible practice because it has the demonstrated ability to create harm by creating financial fragility through wealth erosion. [read post]
8 Mar 2021, 7:23 pm
(Robinhood). [read post]
18 Feb 2021, 10:55 am
Vlad Tenev, Robinhood co-founder; Ken Griffin, hedge-fund manager at Citadel LLC; and Keith Gill, a trader known by the alias “Roaring Kitty” are some of the individuals testifying. [read post]
17 Feb 2021, 4:36 pm
On February 12, 2021, in a letter addressed to Senator Elizabeth Warren, Robinhood Financial, LLC confirmed twenty-four (24) pending securities arbitrations. [read post]
17 Feb 2021, 6:22 am
Even before Robinhood Financial LLC entered the spotlight late last month for having halted trading in Game Stop during that company’s unprecedented short squeeze, Robinhood had already been charged with allegedly violating state securities laws in connection with its business practices. [read post]
5 Feb 2021, 10:33 am
Robinhood Financial LLC; Robinhood Securities LLC; Robinhood Markets, Inc.; and Does 1-10, Defendants (Complaint) FULL TEXTSouth Korean boy investor with 43% gains is new retail trading icon (Reuters.com by Cynthia Kim)Schottenstein Family Affair Yields About $20 Million FINRA Arbitration Award (BrokeAndBroker.com Blog)SEC Initial Decision Sanctions Improper Professional Conduct by CPAsIn the Matter of Anton & Chia, LLP, Gregory A. [read post]
1 Feb 2021, 10:14 am
Iorio Altamirano LLP is investigating claims of market manipulation and breach of contract after Robinhood Markets, Webull Financial LLC, T.D. [read post]
29 Jan 2021, 8:04 am
Robinhood Financial LLC, January 28, 2021).Shares of GameStop had risen dramatically from a close of $18.84 on December 31 to a high of $482.85 on January 27, fueled by calls on Reddit’s "Wall Street Bets" online forum for retail traders to squeeze hedge fund Melvin Capital for taking an allegedly 100 percent short position in GameStop stock. [read post]
28 Jan 2021, 9:54 am
El Tribunal Federal para el Distrito Sur de Nueva York recibió hoy una demanda de clase contra Robinhood Financial LLC, Robinhood Markets LLC y Robinhood Sucurities LLC. [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question?… [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question?… [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question?… [read post]
