Search for: "ROBINHOOD SECURITIES, LLC" Results 21 - 40 of 63
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SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:32 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Breaking News:  Robinhood Ordered to Pay $70 Million, the Largest Financial Penalty Ever Ordered by FINRA
30 Jun 2021, 8:50 am by Iorio Altamirano
” Continue reading The post Breaking News:  Robinhood Ordered to Pay $70 Million, the Largest Financial Penalty Ever Ordered by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
22 Dec 2020, 1:07 am by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
21 Dec 2020, 10:32 pm by Astarita
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Retail Investors Fight Back Against Robinhood for Its January 28, 2021, Trading Restrictions on “Meme Stocks,” Such as GameStop, AMC, Koss Corporation, and Express, Inc.
10 May 2021, 7:09 am by Iorio Altamirano
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution
17 Dec 2020, 6:01 am by Astarita
The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
Securities Law Blog - http://seclaw.blogspot.com/
ICYMI: SEC v. Robinhood
17 Dec 2020, 6:54 am by Stefan J. Padfield
From the SEC press release (here): The Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing... [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/
Securities Industry Commentator by Bill Singer Esq
5 Feb 2021, 10:33 am
Robinhood Financial LLC; Robinhood Securities LLC; Robinhood Markets, Inc.; and Does 1-10, Defendants (Complaint) FULL TEXTSouth Korean boy investor with 43% gains is new retail trading icon (Reuters.com by Cynthia Kim)Schottenstein Family Affair Yields About $20 Million FINRA Arbitration Award (BrokeAndBroker.com Blog)SEC Initial Decision Sanctions Improper Professional Conduct by CPAsIn the Matter of Anton & Chia, LLP, Gregory A. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
7 Jan 2022, 11:54 am
Robinhood Financial, LLC, Robinhood Securities, LLC, and Robinhood Markets, Inc. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Investor Alert: Iorio Altamirano LLP Continues to Investigate Robinhood, Webull, T.D. Ameritrade, Interactive Brokers, Charles Schwab, and Other Brokerage Firms for Market Manipulation and Breach of Contract
1 Feb 2021, 10:14 am by Iorio Altamirano
Iorio Altamirano LLP is investigating claims of market manipulation and breach of contract after Robinhood Markets, Webull Financial LLC, T.D. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
Robinhood faces Congressional ire, shareholder suit as ‘Reddit trolls’ squeeze hedge funds over GameStop shorts
29 Jan 2021, 8:04 am by John Jascob
According to the complaint, "Robinhood is pulling securities like GME [GameStop] from its platform in order to slow growth and help benefit individuals and institutions who are not Robinhood customers but are Robinhood large institutional investors or potential investors. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Securities Industry Commentator by Bill Singer Esq
14 Apr 2021, 8:00 am
Robinhood Financial, LLC, Respondent (FINRA Arbitration Award)... [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
25 Jun 2021, 7:19 am
The SEC Says Sponsored Research Didn't Disclose It Was Paid For (BrokeAndBroker.com Blog)FINRA Sanctions Robinhood Financial LLCIn the Matter of Robinhood Financial LLC, Respondent (FINRA  AWC)FINRA Bars Rep for Using Imposter for Regulatory Element CEFINRA Department of Enforcement, Complainant, v. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
11 Dec 2020, 7:08 am
Ameriprise Financial Services, LLC and Li-Lin Hsu, Respondents (FINRA Arbitration Award)... [read post]
Broke and Broker - http://brokeandbroker.com/index.php