Search for: "ROBINHOOD SECURITIES, LLC"
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1 Jul 2021, 9:15 am
Iorio Altamirano LLP is investigating claims on behalf of Robinhood Financial LLC (“Robinhood”) customers who were approved to trade options by Robinhood but did not satisfy eligibility requirements. [read post]
30 Jun 2021, 8:50 am
” Continue reading The post Breaking News: Robinhood Ordered to Pay $70 Million, the Largest Financial Penalty Ever Ordered by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
25 Jun 2021, 7:19 am
The SEC Says Sponsored Research Didn't Disclose It Was Paid For (BrokeAndBroker.com Blog)FINRA Sanctions Robinhood Financial LLCIn the Matter of Robinhood Financial LLC, Respondent (FINRA AWC)FINRA Bars Rep for Using Imposter for Regulatory Element CEFINRA Department of Enforcement, Complainant, v. [read post]
1 Jun 2021, 9:43 am
Both regulators have exacted enforcement settlements from a major gamification platform, Robinhood Financial, LLC, for best execution violations and related supervisory failures. [read post]
21 May 2021, 10:47 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
10 May 2021, 7:09 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
14 Apr 2021, 8:00 am
Robinhood Financial, LLC, Respondent (FINRA Arbitration Award)... [read post]
18 Mar 2021, 8:09 am
The SEC should also consider improving transparency in the securities lending market by establishing an analogous Consolidated Tape for securities lending. [read post]
8 Mar 2021, 7:23 pm
(Robinhood). [read post]
18 Feb 2021, 10:55 am
Vlad Tenev, Robinhood co-founder; Ken Griffin, hedge-fund manager at Citadel LLC; and Keith Gill, a trader known by the alias “Roaring Kitty” are some of the individuals testifying. [read post]
17 Feb 2021, 4:36 pm
Continue reading The post At Least Twenty-Four Customers Have Filed Securities Arbitration Complaints Against Robinhood Financial, LLC appeared first on Securities Arbitration Lawyer Blog. [read post]
17 Feb 2021, 6:22 am
Even before Robinhood Financial LLC entered the spotlight late last month for having halted trading in Game Stop during that company’s unprecedented short squeeze, Robinhood had already been charged with allegedly violating state securities laws in connection with its business practices. [read post]
5 Feb 2021, 10:33 am
Robinhood Financial LLC; Robinhood Securities LLC; Robinhood Markets, Inc.; and Does 1-10, Defendants (Complaint) FULL TEXTSouth Korean boy investor with 43% gains is new retail trading icon (Reuters.com by Cynthia Kim)Schottenstein Family Affair Yields About $20 Million FINRA Arbitration Award (BrokeAndBroker.com Blog)SEC Initial Decision Sanctions Improper Professional Conduct by CPAsIn the Matter of Anton & Chia, LLP, Gregory A. [read post]
1 Feb 2021, 10:14 am
Iorio Altamirano LLP is investigating claims of market manipulation and breach of contract after Robinhood Markets, Webull Financial LLC, T.D. [read post]
29 Jan 2021, 8:04 am
According to the complaint, "Robinhood is pulling securities like GME [GameStop] from its platform in order to slow growth and help benefit individuals and institutions who are not Robinhood customers but are Robinhood large institutional investors or potential investors. [read post]
28 Jan 2021, 9:54 am
El Tribunal Federal para el Distrito Sur de Nueva York recibió hoy una demanda de clase contra Robinhood Financial LLC, Robinhood Markets LLC y Robinhood Sucurities LLC. [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
22 Dec 2020, 1:32 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law… [read post]
22 Dec 2020, 1:07 am
Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet Share Share Tweet ShareThe Securities and Exchange Commission today charged Robinhood Financial LLC for repeated misstatements that failed to disclose the firm’s receipt of payments from trading firms for routing customer orders to them, and with failing to satisfy its duty to…Read the Full Press ReleaseHave a securities law question? [read post]
