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16 May 2024, 9:01 pm
Congress repealed the exception that most private fund advisers previously relied on to avoid registration with the SEC.[23] Congress also directed the SEC to collect information from private funds “as necessary and appropriate in the public interest and for the protection of investors, or for the assessment of systemic risk by the FSOC. [read post]
13 May 2024, 3:42 pm
S., at 186, n. 3 (“Section 11’s omissions clause also applies when an issuer fails to make mandated disclosures—those ‘required to be stated’—in a registration statement”). [read post]
6 May 2024, 9:05 pm
Such exploration could inform a broader discussion about the relevance and usefulness of registrants’ risk disclosures, as well as a greater understanding of the litigation environment faced by firms in many under-researched contexts. [read post]
6 May 2024, 4:43 am
IPSO 21530-23 Carragher v Sunday Mail, 1 Accuracy (2021), Breach – sanction: publication of adjudication 21105-23 Trump International Golf Club Scotland Limited v The Scotsman, 1 Accuracy (2021), No breach – after investigation Resolution Statement – 00419-24 Hedges and Baker v Mail Online, 2 Privacy (2021), 4 Intrusion into grief or shock (2021), 3 Harassment (2021), 1 Accuracy (2021), Resolved – IPSO mediation Events The ICO has opened registration for… [read post]
3 May 2024, 3:00 am
National/Federal Gateway Pundit to File for Bankruptcy Amid Election Conspiracy Lawsuits MSN – Will Sommer (Washington Post) | Published: 4/24/2024 Gateway Pundit, the popular far-right blog, is filing for bankruptcy as it faces lawsuits alleging it promoted bogus claims about the 2020 election. [read post]
2 May 2024, 1:40 am
The registration and enrolment process remains the same, a two-stage process with registration being the first step and enrolment for specific examination papers being the second step. [read post]
1 May 2024, 12:30 pm
Consultancy: Academic Content Development and Facilitation, Refugee-Led Research Hub [info]- Submit application materials by 5 May 2024.Call for registration: 35th Online Course on International Refugee Law (English), 3-28 June 2024 [info]- Register by 6 May 2024.Call for participants: Teaching Refugee History, London, 24 June 2024 [info]- Submit expressions of interest by 10 May 2024.Short course: Modern Day Slavery: exploring the intersectionality of gender, migration and… [read post]
30 Apr 2024, 3:30 am
Violations related to the integrity of financial markets undertaken by financial institutions, investment advisors, or investment funds by or through public companies or private companies with 50 or more employees, or by any insiders or agents of such entities 3. [read post]
26 Apr 2024, 3:00 am
But state employees would be able to choose between recognizing Juneteenth or the birthday of the president of the Confederacy, Jefferson Davis, on June 3. [read post]
22 Apr 2024, 1:11 pm
Private equity firms and their sponsored funds are not signatories to a portfolio company’s registration statements or prospectuses. [read post]
19 Apr 2024, 9:27 am
Of note, neither private funds nor investment advisers (trading for their own account) are exempt from the dealer or government securities dealer registration requirements. [read post]
16 Apr 2024, 9:01 pm
Article 14 applies regardless of whether the registrant uses the forms for domestic issuers (e.g., Form 10-K) or for foreign private issuers (e.g., Form 20-F),[3] and regardless of whether the registrant uses U.S. [read post]
16 Apr 2024, 3:43 am
In collaborative works involving AI, questions arise regarding the respective contributions of humans and machines, complicating the determination of ownership and rights.[3] While human artists may provide the initial concepts, guidance, and input, AI algorithms play a significant role in generating and shaping the final artwork. [read post]
15 Apr 2024, 10:00 pm
Registration Rights Agreement (PIPE Offering) Dive into this template to draft a registration rights agreement in connection with the registration with the SEC of underlying securities sold in private investment in public equity (PIPE) transactions. [read post]
10 Apr 2024, 12:23 am
While CCSS offers extensive coverage and high-quality care, many expats choose to supplement it with a private health insurance policy. [read post]
7 Apr 2024, 9:19 am
Registration for the event is FREE and may be accessed HERE [https://www.asser.academy/register/DD8Apr2024] The TEXT of the Remarks along with the PowerPoint follow below. [read post]
5 Apr 2024, 8:37 am
The Final Rules, which will become effective 60 days after publication in the Federal Register, apply to both domestic and most foreign private issuers (“FPIs”), regardless of industry sector, and to annual reports and registration statements.[4] As explained in Section 03 below, compliance obligations are phased in at different times depending on the requirement and the registrant’s filer status, with the first filing deadline occurring as early as March… [read post]
5 Apr 2024, 8:37 am
The Final Rules, which will become effective 60 days after publication in the Federal Register, apply to both domestic and most foreign private issuers (“FPIs”), regardless of industry sector, and to annual reports and registration statements.[4] As explained in Section 03 below, compliance obligations are phased in at different times depending on the requirement and the registrant’s filer status, with the first filing deadline occurring as early as March… [read post]
5 Apr 2024, 6:00 am
A trial judge previously believed Unite for Colorado, which spent roughly $17 million during 2020, was not subject to the registration and disclosure requirement because its $4 million spent across multiple ballot initiatives was not substantial enough when broken down issue-by-issue. [read post]
4 Apr 2024, 7:38 am
Databricks Inc. et al., 3:24-cv-01451 (N.D. [read post]
