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19 Apr 2024, 9:27 am
Of note, neither private funds nor investment advisers (trading for their own account) are exempt from the dealer or government securities dealer registration requirements. [read post]
16 Apr 2024, 9:01 pm
Article 14 applies regardless of whether the registrant uses the forms for domestic issuers (e.g., Form 10-K) or for foreign private issuers (e.g., Form 20-F),[3] and regardless of whether the registrant uses U.S. [read post]
16 Apr 2024, 3:43 am
Powered by GPT-4, Raspberry Pi, and a thermal printer, it captures an image and then prints a poem based on the scene. [read post]
7 Apr 2024, 9:19 am
Registration for the event is FREE and may be accessed HERE [https://www.asser.academy/register/DD8Apr2024] The TEXT of the Remarks along with the PowerPoint follow below. [read post]
5 Apr 2024, 8:37 am
The Final Rules, which will become effective 60 days after publication in the Federal Register, apply to both domestic and most foreign private issuers (“FPIs”), regardless of industry sector, and to annual reports and registration statements.[4] As explained in Section 03 below, compliance obligations are phased in at different times depending on the requirement and the registrant’s filer status, with the first filing deadline occurring as early… [read post]
5 Apr 2024, 8:37 am
The Final Rules, which will become effective 60 days after publication in the Federal Register, apply to both domestic and most foreign private issuers (“FPIs”), regardless of industry sector, and to annual reports and registration statements.[4] As explained in Section 03 below, compliance obligations are phased in at different times depending on the requirement and the registrant’s filer status, with the first filing deadline occurring as early… [read post]
5 Apr 2024, 6:00 am
A trial judge previously believed Unite for Colorado, which spent roughly $17 million during 2020, was not subject to the registration and disclosure requirement because its $4 million spent across multiple ballot initiatives was not substantial enough when broken down issue-by-issue. [read post]
4 Apr 2024, 7:38 am
AI Task Force: This quarter, House Speaker Mike Johnson (R-LA-4) and Minority Leader Hakeem Jeffries (D-NY-8) announced the establishment of a bipartisan Task Force on AI. [read post]
3 Apr 2024, 9:03 pm
The registration process too often involves unpredictable timelines, inconsistent comments, and an unprecedented lack of transparency. [read post]
1 Apr 2024, 6:30 am
The Final Rules were adopted to provide investors “more complete and decision-useful information about the impacts of climate-related risks on registrants”.[3] After receiving a record 24,000 comment letters on its March 2022 proposed rulemaking (the “Proposed Rules”),[4] the SEC narrowed the Proposed Rules. [read post]
1 Apr 2024, 6:30 am
The Final Rules were adopted to provide investors “more complete and decision-useful information about the impacts of climate-related risks on registrants”.[3] After receiving a record 24,000 comment letters on its March 2022 proposed rulemaking (the “Proposed Rules”),[4] the SEC narrowed the Proposed Rules. [read post]
29 Mar 2024, 4:00 am
City Councilmember Curren Price Accused of 21 Violations of City Ethics Laws MSN – James Queally, David Zahniser, and Dakota Smith (Los Angeles Times) | Published: 3/27/2024 The Los Angeles Ethics Commission has privately accused city Councilperson Curren Price of voting on matters in which his wife had a financial interest. [read post]
27 Mar 2024, 3:39 pm
As early as 1792, the Supreme Court denied attempts by Congress to add to the powers of another branch at risk of upending the initial and specific allocation of powers.[4] This denial aligned with the intentions of the Framers as manifested by declarations and actions at both the state and federal level. [read post]
25 Mar 2024, 4:15 pm
(b) A person commits an offense if the person: (1) knowingly finances the commission of an offense under Subsection (a); (2) invests funds the person knows or believes are intended to further the commission of an offense under Subsection (a); or (3) is a professional who knowingly accepts employment within the scope of the person’s license, registration, or certification that results from the solicitation of employment in violation of Subsection (a). [read post]
25 Mar 2024, 4:24 am
The rich conference programme will surely be of interest to many, and infromation about the venue and registration is available at the conference webpage. [read post]
24 Mar 2024, 9:01 pm
The SPAC rules ensure that similar protections apply to investors in these non-traditional IPOs of private companies as much as they do for investors in traditional IPOs. [read post]
18 Mar 2024, 10:00 pm
Also review new private market data for real estate and labor & employment practitioners. [read post]
14 Mar 2024, 9:08 am
[4] See Senator Wiener Responds to Watered Down SEC Climate Rule: &ldquo [read post]
13 Mar 2024, 10:37 am
It’s important at the outset to note that this post focuses on the laws for public charities and not for private foundations, which have more detailed and strict rules to follow. [read post]
12 Mar 2024, 2:25 pm
Two of the defendants (Google Netherlands B.V. and Google Netherlands Holdings B.V.) against whom the claim was filed are established in the Netherlands, and for them the standard rule of Article 4 Brussels I-bis Regulation applies. [read post]
