Search for: "Robert Paredes"
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25 May 2011, 11:33 am
” Enforcement Division head Robert Khuzami defended the rules. [read post]
24 Feb 2010, 5:06 pm
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
16 Jun 2009, 2:34 am
Robert Scott
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U.S. [read post]
2 Jun 2011, 7:33 am
However, the dissenting commissioners—Kathleen Casey and Troy Paredes—argued that the final rules still do not adequately preserve the role of corporate compliance programs. [read post]
1 Nov 2016, 4:00 am
KF228.W43 R43 2012 Paredes, J. [read post]
3 Sep 2010, 12:38 pm
Robert Brown, a law professor at the University of Denver, observed in a recent posting on “The Race to the Bottom” blog. [read post]
14 Oct 2010, 3:05 pm
: How Conflicts of Interest Erode Personal Responsibility in Government and Banking Moderator: Claire Hill 12:25 – 1:50 Lunch … [read post]
3 Jan 2013, 11:11 am
Robert A.G. [read post]
14 Aug 2008, 5:03 am
Cedric’s Big Mix has transcribed part of our last podcast, where we interviewed war resister Rich Droste. [read post]
6 Sep 2011, 1:56 am
The key note speakers included SEC Commissioner Troy Paredes, about whose presentation I wrote here; Delaware Supreme Court Chief Justice Myron Steele, whose speech I wrote about here; and SEC Enforcement Division head Robert Khuzami, about whose presentation I wrote here. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
