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19 Jun 2024, 6:30 am
SEC chair Gary Gensler has highlighted that discontinuities in capital market regulation due to SEC shutdowns can impact corporate governance if the SEC cannot fulfil its oversight mandate, even temporarily. [read post]
19 Jun 2024, 6:04 am
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post SEC charges marketing services company R.R. [read post]
18 Jun 2024, 1:35 pm
The Securities and Exchange Commission today announced that R.R. [read post]
18 Jun 2024, 1:29 pm
Reviewing the actions filed against other fund managers by the Securities and Exchange Commission helps me see what the SEC thinks are bad actions. [read post]
18 Jun 2024, 12:05 pm
In past years, speakers have included whistleblowers such as Sherron Watkins and Linda Tripp as well as government officials like SEC Chair Gary Gensler and Secretary of Labor Marty Walsh. [read post]
18 Jun 2024, 3:15 am
AI-related Risk Factors.The most common type of AI-related disclosure in SEC filings across the S&P 500 was an AI-related risk factor. [read post]
17 Jun 2024, 9:05 pm
Yet clearing is not yet mandatory in the U.S. and Europe because the market has not been deemed sufficiently liquid by the European Securities Market Authority (ESMA), and the SEC does not require clearing for single-name CDSs either. [read post]
17 Jun 2024, 3:16 pm
In recent months, the SEC has increased enforcement matters around the issue. [read post]
17 Jun 2024, 10:33 am
Sec'y, Fla. [read post]
Breaking: We’re asking the SEC to investigate world's largest meat company's animal welfare promises
17 Jun 2024, 9:23 am
-listed public company, JBS must disclose information to investors about its business, and the SEC has to ensure JBS’s filings do not mislead investors. [read post]
17 Jun 2024, 8:36 am
(The company agreed to pay a $5 million settlement to the SEC on a neither admit-nor-deny basis.) [read post]
17 Jun 2024, 8:20 am
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service campaign, which highlights investor protection and encourages investors to explore the free tools and resources on Investor. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
17 Jun 2024, 6:00 am
We have previewed in prior posts the ways artificial intelligence is rapidly changing the way business operate, including the many ways AI has influenced the insurance market, creating both opportunities and risks for policyholders. [read post]
17 Jun 2024, 6:00 am
We have previewed in prior posts the ways artificial intelligence is rapidly changing the way business operate, including the many ways AI has influenced the insurance market, creating both opportunities and risks for policyholders. [read post]
17 Jun 2024, 2:30 am
Al disclosure is a topic that’s getting a lot of attention from investors and a lot of scrutiny from the SEC. [read post]
17 Jun 2024, 2:00 am
Rule 10b5-1 Plan Disclosure Developments Pending SEC Rulemaking Members of CompensationStandards.com are able to attend this critical webcast at no charge. [read post]
17 Jun 2024, 1:40 am
Specialist, Dep’t of Homeland Sec. [read post]
16 Jun 2024, 9:05 pm
We hand collect data on institutional ownership, distributions, fees, and reinvestment of dividends and capital gains directly from SEC filings. [read post]
