Search for: "SEC" Results 21 - 40 of 60,481
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Jun 2024, 9:23 am by kblocher@hslf.org
-listed public company, JBS must disclose information to investors about its business, and the SEC has to ensure JBS’s filings do not mislead investors. [read post]
17 Jun 2024, 8:36 am by Kevin LaCroix
(The company agreed to pay a $5 million settlement to the SEC on a neither admit-nor-deny basis.) [read post]
17 Jun 2024, 8:20 am by Mark Astarita
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service campaign, which highlights investor protection and encourages investors to explore the free tools and resources on Investor. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
We have previewed in prior posts the ways artificial intelligence is rapidly changing the way business operate, including the many ways AI has influenced the insurance market, creating both opportunities and risks for policyholders. [read post]
We have previewed in prior posts the ways artificial intelligence is rapidly changing the way business operate, including the many ways AI has influenced the insurance market, creating both opportunities and risks for policyholders. [read post]
17 Jun 2024, 2:30 am by John Jenkins
Al disclosure is a topic that’s getting a lot of attention from investors and a lot of scrutiny from the SEC. [read post]
17 Jun 2024, 2:00 am by John Jenkins
Rule 10b5-1 Plan Disclosure Developments Pending SEC Rulemaking Members of CompensationStandards.com are able to attend this critical webcast at no charge. [read post]
16 Jun 2024, 9:05 pm by renholding
  We hand collect data on institutional ownership, distributions, fees, and reinvestment of dividends and capital gains directly from SEC filings. [read post]
16 Jun 2024, 8:41 pm by Sabrina I. Pacifici
FedScoop: ” SEC and CFTC oversight of how investment vehicles use AI to inform trading decisions is lacking and poses risks to market stability, a report from the majority staff of the Senate Homeland Security and Governmental Affairs Committee finds. [read post]
16 Jun 2024, 6:31 am
As a result of recent SEC rule changes, it is argued, the number of ideological proposals has skyrocketed, vote totals have crashed, the no-action success rate has plummeted, and the number of no-action requests submitted by companies has fallen as corporations give up on the SEC being a fair arbiter of Rule 14a-8. [read post]
16 Jun 2024, 6:31 am
As a result of recent SEC rule changes, it is argued, the number of ideological proposals has skyrocketed, vote totals have crashed, the no-action success rate has plummeted, and the number of no-action requests submitted by companies has fallen as corporations give up on the SEC being a fair arbiter of Rule 14a-8. [read post]
15 Jun 2024, 6:30 am
Typically, when a company intends to exclude a shareholder proposal from its proxy materials, it will request no-action relief from the SEC staff. [read post]
15 Jun 2024, 6:30 am
Typically, when a company intends to exclude a shareholder proposal from its proxy materials, it will request no-action relief from the SEC staff. [read post]