Search for: "SEC CORPORATION v. United States"
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17 May 2014, 6:00 am
On April 14, 2014, in National Association of Manufacturers v. [read post]
13 Feb 2011, 5:00 am
In Securities and Exchange Commission (“SEC”) v. [read post]
27 Feb 2018, 12:00 am
In SEC v. [read post]
8 Dec 2011, 5:00 am
In SEC v. [read post]
23 Feb 2017, 10:08 am
On March 10, 2017, the Securities and Exchange Commission ("SEC") filed a dramatic 56-page Complaint in the United States District Court for the Southern District of New York ("SDNY") alleging that a Ukraine-based trading firm was involved in a layering manipulation of the United States securities markets, and, further, that said fraud was facilitated by FINRA member firm Lek Securities and its owner Samuel Lek. [read post]
9 Dec 2009, 8:00 am
In SEC v. [read post]
23 Feb 2012, 5:00 am
In SEC v. [read post]
25 Feb 2010, 3:19 pm
The United States Supreme Court recently held that the principle place of business for a corporation, for purposes of determining whether a federal court has diversity jurisdiction under 42 U.S.C. [read post]
26 Jul 2012, 8:06 pm
United States ex rel. [read post]
15 Jul 2011, 5:00 am
§ 1331, which grants district courts 'original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States.'"). [read post]
28 Sep 2015, 3:48 am
In affirming the district court's decision, the United States Supreme Court relied on the ‘collective entity‘ doctrine. [read post]
26 Aug 2013, 8:00 am
In SEC v. [read post]
21 Nov 2017, 12:00 am
In SEC v. [read post]
7 Feb 2012, 5:00 am
Finally, Gupta's legal difficulties are not limited to the SEC case: the United States has indicted Gupta for conspiracy to commit securities fraud. [read post]
25 May 2024, 4:09 pm
Tradition Partn., Inc. v. [read post]
20 Jun 2011, 1:17 pm
The United States Supreme Court granted First American Financial Corporation's Writ of Certiorari it filed in the Denise P. [read post]
23 Aug 2023, 4:00 am
The SEC’s response to the Chamber of Commerce’s petition for review of the Share Repurchase Disclosure Modernization rulemaking, whose timing coincided with the imposition of an excise tax on buybacks under the Inflation Reduction Act, at length seeks to refute the Chamber’s First Amendment claims, while also seeking to bolster the rigor of the agency’s economic analysis (Chamber of Commerce of the United States of America v. [read post]
12 Feb 2013, 5:00 am
What happens between a mature multinational insurance corporation and its regulator is nobody’s business, or so says the United States Court of Appeals for the D.C. [read post]
16 Mar 2018, 12:00 am
In Charles McDonald v. [read post]
17 Oct 2022, 7:09 am
They also argued that the district court lacked personal jurisdiction because Kwon and Terraform had insufficient contacts with the United States. [read post]
