Search for: "SEC v. Berger"
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28 Dec 2020, 7:45 am
Berger, Deputy Director of the SEC's Enforcement Division. [read post]
16 Dec 2020, 3:01 am
Berger will serve as Acting Director upon her departure. [read post]
5 Jun 2020, 6:05 am
ESG in the Mainstream: Sell-Side Analysts Addressing ESG Concerns Posted by David Katz, Sabastian V. [read post]
27 Mar 2020, 6:01 am
Emmerich, and Sabastian V. [read post]
6 Feb 2020, 11:11 am
Editor's Note: This post contains the text of a speech that former Secretary of Homeland Security Jeh Johnson delivered on Feb. 6 at the American Constitution Society (ACS) Symposium at the Georgetown University Law Center. *** I am happy to be part of this symposium. [read post]
11 Oct 2019, 6:03 am
Emmerich, Sabastian V. [read post]
30 Sep 2019, 9:05 am
Duff & Phelps (duty to disclose material information) SEC v. [read post]
1 Aug 2019, 8:30 am
This has included a $280 million settlement in United States of America ex rel Ven-A-Care of the Florida Keys, Inc. v. [read post]
12 Jul 2019, 6:17 am
McNeily, Latham & Watkins LLP, on Thursday, July 11, 2019 Tags: Fiduciary duties, Investment Advisers Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, U.S. federal courts [read post]
19 Apr 2019, 6:12 am
SEC: Expanded Scope of Securities Fraud Liability Posted by Martin J. [read post]
20 Feb 2019, 10:32 am
Co. v. [read post]
8 Feb 2019, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Thursday, February 7, 2019 Tags: Accounting, Accounting standards, Board oversight, Boards of Directors, Compliance and disclosure interpretation, Financial reporting, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Amicus Brief of Law and Finance Professors in Verition Partners v. [read post]
1 Feb 2019, 10:51 am
Admissions in SEC enforcement cases: the revolution that wasn’t. [read post]
15 Jun 2018, 6:12 am
Securities and Exchange Commission, on Wednesday, June 13, 2018 Tags: Executive Compensation, Long-Term value, Repurchases, SEC, Securities regulation, Shareholder value, Taxation Marking to Market Versus Taking to Market Posted by Guillaume Plantin (Sciences Po) and Jean Tirole (University of Toulouse & IAST) , on Wednesday, June 13, 2018 Tags: Accounting, Agency costs, Contracts, Fair values, Information… [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
3 Mar 2017, 6:16 am
Companies Posted by Jennifer V. [read post]
8 Dec 2016, 12:39 pm
In Berger v. [read post]
8 Dec 2016, 6:19 am
Student-athletic “play” is not “work,” as that term is used in the FLSA (Berger v. [read post]
14 Oct 2016, 6:05 am
Kim, Wachtell, Lipton, Rosen & Katz, on Wednesday, October 12, 2016 Tags: Antitrust, Asset management, Banks, Boards of Directors, Executive Compensation, Financial institutions, Financial regulation, Financial technology, Mergers & acquisitions, Securities regulation, Shareholder activism, Shareholder value The “Reasonable Investor” of Federal Securities Law Posted by Amanda Rose, Vanderbilt Law School, on Thursday, October 13, 2016 Tags: Class actions, Common-law claims,… [read post]
22 Jul 2016, 7:55 pm
By 2008 U.S. courts deemed the area to be under de facto sovereignty of the United States (Boumediene v. [read post]
