Search for: "SEC v. Davis"
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11 Aug 2016, 7:24 am
In NIRI’s view, the SEC should avoid any new market-wide disclosure requirements that do not meet the materiality standard outlined in the Supreme Court’s TSC Industries v. [read post]
5 Jun 2014, 4:36 am
Just in time for the SEC’s 80th birthday (tomorrow is 80 years since the ’34 Act was signed into law), comes this news from Paul Weiss (we will be posting memos in our “SEC Enforcement” Practice Area): Yesterday, the United States Court of Appeals for the Second Circuit issued a significant decision in SEC v. [read post]
8 Jan 2018, 3:13 am
Wilson-Davis & Co., Inc., Plaintiff/Appellant, v. [read post]
3 Aug 2021, 1:42 pm
Davis, 139 S. [read post]
30 Sep 2016, 3:22 am
Because the TBW v. [read post]
25 Oct 2017, 3:00 am
This Davis Polk blog explains: The bill includes a provision that one sponsor of the bill described as an effort to “hold[] the SEC accountable to follow Congress’ direction. [read post]
16 Aug 2021, 3:16 pm
Davis, 139 S. [read post]
6 Aug 2021, 2:09 pm
Davis 21-109Issues: (1) Whether the States’ consent to suit in the bankruptcy courts, found to exist in Central Virginia Community College v. [read post]
7 Sep 2016, 7:02 am
[On August 31, 2016], the Ninth Circuit issued an opinion in SEC v. [read post]
17 Aug 2022, 3:10 pm
Judge Davis dissented. [read post]
4 Oct 2019, 8:38 am
(BrokeAndBroker.com Blog)Former Wall Street Trader Pleads Guilty To Running A Ponzi Scheme (DOJ Release)Gerald Lynn Bostock, Petitioner, v. [read post]
11 Apr 2017, 10:24 am
It politely declined to follow the 11th Circuit, in SEC. v. [read post]
31 May 2022, 5:57 am
On May 18, 2022, the Fifth Circuit held in Jarkesy v. [read post]
1 Aug 2011, 2:30 pm
On July 29, 2011, the Michigan Supreme Court denied application for leave to appeal in In re Davis, No. 143099, and Hatcher v. [read post]
29 Aug 2017, 6:00 am
The SEC applied the classic three-prong test enunciated in SEC v. [read post]
21 Jun 2018, 2:06 pm
Davis and Jacob E. [read post]
8 Dec 2014, 3:26 am
Here’s a blog by Davis Polk’s Ning Chiu: The U.S. [read post]
16 Dec 2013, 4:01 am
Meanwhile, SEC Commissioner Gallagher has weighed in with his thoughts on disclosure reform, as noted in this Davis Polk blog... [read post]
6 Mar 2014, 12:28 pm
Davis et al, New York State Supreme Court, New York County, and SEC v. [read post]
10 Nov 2020, 7:10 am
Saul and Davis v. [read post]
