Search for: "SEC v. Downe"
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20 Apr 2010, 10:00 am
This has been the case with SEC v. [read post]
5 Aug 2014, 5:00 am
SEC when the court struck down the shareholder access rule on spurious grounds. [read post]
7 Jan 2016, 2:09 pm
[v]In a similar case, Bingqing Yang has been accused by the SEC of executing a $68 million Ponzi-like scheme, with $8 million raised from EB-5 Chinese investors, to provide a life of luxury. [read post]
19 Dec 2008, 7:12 pm
The Fifth Circuit has just handed down an opinion in Hersh v. [read post]
7 Jun 2018, 3:52 am
In Solak v. [read post]
22 Jul 2011, 9:39 am
The opinion from the DC Circuit finally came out and as suggested in the oral argument the three judge panel (a particularly bad draw for the SEC) struck down shareholder access. [read post]
19 Apr 2010, 11:13 am
The same is true for the kind of deal at issue in SEC v. [read post]
11 Nov 2010, 7:30 am
An example of this arose in SEC v. [read post]
6 Oct 2015, 9:00 am
SEC and Bobo v. [read post]
1 Jun 2008, 5:59 pm
The New York Court of Appeals several years ago handed down an enigmatic case regarding falling objects under Labor Law sec. 240(1): Outar v. [read post]
18 Feb 2021, 6:30 am
Coinseed sold tokens in 2018 to raise money for a mobile app that allows users to round up everyday purchases made on their linked credit and debit cards and invest those round-ups in a choice of virtual currencies (SEC v. [read post]
16 Apr 2010, 10:34 am
It is hardly shocking that a securities law case boils down to disclosure. [read post]
1 Jun 2022, 9:40 am
In Jarkesy v. [read post]
11 Oct 2010, 5:00 am
The Court's decision in FEF v. [read post]
10 Mar 2009, 8:00 am
On the first trading day following this announcement, Mamma.com opened at $11.89 (down $1.215 from the June 29, 2004 closing price of $13.105). [read post]
23 Jul 2011, 7:33 am
Adler) Yesterday, in Business Roundtable v. [read post]
7 May 2015, 11:30 am
Like in NAM v. [read post]
28 Nov 2011, 10:28 am
Rakoff has turned down the proposed $285M settlement between the SEC and Citigroup Global Markets Inc. [read post]
19 May 2022, 12:10 pm
Court of Appeals for the Fifth Circuit handed down a major decision today, vacating SEC’s decision in Jarkesy v. [read post]
1 Nov 2016, 9:45 am
Ambiguity in the statute warrants deference to the SEC’s rule under Chevron, the agency argues (Danon v. [read post]
