Search for: "SEC v. Leach"
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31 Dec 2019, 8:13 am
– in general, if a manager is a SEC RIA, the only information potentially subject to the CCPA is the “personal information” of the fund manager’s (i) entity or or institutional clients and (ii) prospective clients, because an SEC RIA is already subject to the Gramm-Leach-Bailey Act which covers other types of information. [read post]
20 May 2019, 9:11 am
In Vine v. [read post]
13 Nov 2011, 7:14 pm
In defining what constitutes a "security", Yingling focused on the meaning of an "investment contract" as that term was defined in SEC v. [read post]
31 Jan 2019, 2:03 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the ransomware phenomenon, how companies are responding, and why. [read post]
24 Aug 2022, 5:01 am
After West Virginia v. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
25 Jan 2024, 5:31 am
Crude oil contains metals such as Cadmium (Cd), Lead (Pb), Manganese (Mn), Nickel (Ni), and Vanadium (V). [read post]
8 Oct 2011, 4:36 am
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That the Consumer Credit Protection Act (15 U.S.C. 1601 et seq.) is amended by adding at the end thereof the following new title: TITLE VIII – DEBT COLLECTION PRACTICES [Fair Debt Collection Practices Act] Sec. 801. [read post]
13 Apr 2016, 4:55 pm
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
