Search for: "SEC v. Smart" Results 21 - 40 of 135
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28 Apr 2011, 5:05 pm by Colin O'Keefe
Also, Linda Evers at Smart Grid Legal News has another great interview. [read post]
24 Oct 2023, 9:01 pm by renholding
The SEC’s Whistleblower Program is a critical part of our enforcement efforts. [read post]
25 Nov 2007, 11:04 am
But the world seems to have overlooked the implications of Thomson v. [read post]
11 Oct 2016, 11:02 am by Adam Levitin
The agency cannot be quietly asphyxiated through the appropriations process as has happened with the SEC and FTC. [read post]
22 Nov 2010, 10:05 am by Kara OBrien
Non-Enforcement Matters SEC to Develop New Exam Process for Registered Investment Advisers and Broker-Dealers The SEC is still smarting from the criticism it received in the wake of the Bernard Madoff Ponzi scheme that went undetected during SEC exams. [read post]
5 Aug 2011, 2:00 am by Kara OBrien
These include smart choices in amici, how to win an arbitrary and capricious argument against a federal agency, whether the SEC will retaliate through enforcement and more. 3) Delaware Corporate & Commercial Litigation Blog: Delaware Court of Chancery Denies Request for TRO to Halt Dynegy Restructuring – Here Francis Pileggi discusses the Roseton OL, LLC  v. [read post]
15 Dec 2022, 9:05 pm by Katelynn Catalano
House of Representatives passed a bill that would get rid of a statue of Roger Taney, the former Supreme Court justice who wrote the 1857 Dred Scott v. [read post]
22 Nov 2021, 7:13 am by Josh Blackman
This SEC match involves something about aquifers. [read post]