Search for: "SEC v. Stanford International Bank"
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15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
26 May 2011, 12:40 pm
However, in SEC v. [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
21 Apr 2017, 6:25 am
Brinckerhoff v. [read post]
19 Aug 2016, 6:16 am
FEC, Disclosure, Glass Lewis, Institutional Investors, ISS, Lobbying, No-action letters, Political spending, Proxy advisors, Proxy season, Proxy voting, SEC, SEC rulemaking, Shareholder proposals,Shareholder voting [read post]
3 Jul 2012, 4:29 pm
In other Texas securities news, ex-Stanford Financial group chief investment officer Laura Pendergest Holt has pled guilty to charges that she obstructed the SEC’s probe into Stanford International Bank, which was owned by Ponzi scammer Robert Allen Stanford. [read post]
10 Dec 2021, 4:59 am
Securities and Exchange Commission, on Friday, December 3, 2021 Tags: Accounting standards, Foreign issuers, Holding Foreign Companies Accountable Act, International governance, PCAOB, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation SEC’s New Approach to No-Action Requests for Shareholder ESG Proposals Posted by Era Anagnosti, Maia Gez, and Scott Levi, White & Case LLP,… [read post]
12 Dec 2017, 4:36 pm
According to the SEC’s order, before any tokens were delivered to investors, Munchee refunded investor proceeds after the SEC intervened. [read post]
6 Mar 2014, 10:03 am
Plaintiffs were private investors who brought state law class claims against defendant firms and individuals in Louisiana and Texas state courts, alleging that defendants had assisted Stanford International Bank (the “Bank”) and Alan Stanford (“Stanford”) in perpetrating a fraud on the plaintiffs. [read post]
8 Feb 2019, 6:04 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Thursday, February 7, 2019 Tags: Accounting, Accounting standards, Board oversight, Boards of Directors, Compliance and disclosure interpretation, Financial reporting, GAAP, SEC, SEC enforcement, Securities enforcement, Securities regulation Amicus Brief of Law and Finance Professors in Verition Partners v. [read post]
13 Jul 2023, 12:06 pm
Harvard, Decided June 30, 2023 Stanford’s Rick Banks on Race-Based College Admissions SCOTUS Decision On Thursday, June 29, the U.S. [read post]
15 Mar 2012, 9:53 am
Stanford, who told investors that the money was placed in certificates of deposit at the Stanford International Bank based in Antigua, used the money to, among other things, fund his luxurious lifestyle. [read post]
26 Feb 2014, 11:01 am
The Court’s opinion in Chadbourne & Parke, LLC v. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
18 Aug 2009, 6:18 am
Gilson Meyers Professor of Law and Business Stanford Law School Henry Hansmann Augustus E. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
2 Sep 2016, 6:06 am
Roper, Stanford University, on Thursday, September 1, 2016 Tags: Basic, Disclosure, Erica John Fund v. [read post]
15 Jun 2018, 6:12 am
Larcker (Stanford Graduate School of Business), Brian Tayan (Stanford Graduate School of Business), and James R. [read post]
21 May 2021, 5:54 am
Eddy, and Sabastian V. [read post]
